Compliance Manager

Compliance Manager Resume Keywords and Skills (Hard Skills)

Here are the keywords and skills that appear most frequently on recent Compliance Manager job postings. In other words, these are the most sought after skills by recruiters and hiring managers. Go to Sample Templates ↓ below to see how to include them on your resume.

Remember that every job is different. Instead of including all keywords on your resume, identify those that are most relevant to the job you're applying to. Use the free Targeted Resume tool to help with this.

Choose a category
  • Compliance Management
  • Regulatory Compliance
  • Risk Management
  • Auditing
  • Internal Audit
  • Legal Compliance
  • Financial Services
  •  Find out what your resume's missing
  • Anti Money Laundering
  • Compliance Regulations
  • Risk Assessment
  • Business Process Improvement
  • Banking
  • Internal Controls
  • Healthcare Compliance
  • Finance
  • Financial Risk
  • Financial Analysis
  • Due Diligence
  • Compliance Monitoring
  • Change Management
  • Operations Management
  • Management
  • Contract Management
  • Performance Management
  • Stakeholder Management

  •   Show full list

Resume Skills: Regulatory Knowledge

  • GDPR
  • SOX
  • ISO 27001
  • KYC
  • CDD
  • AML
  • Anti-Bribery and Anti-Corruption
  • Anti-Money Laundering (AML)
  • Know Your Customer (KYC)
  • Regulatory Audits
  • Compliance Reporting
  • Corporate Governance
  • Compliance Training
  • FCPA Compliance
  • FDA Compliance
  • SOX Compliance
  • GDPR Compliance
  • Regulatory Risk
  • Compliance Programs
  • Dodd-Frank Act
  • Basel III
  • Anti-Corruption Laws
  • Compliance Advisory
  • AML regulations
  • Sarbanes-Oxley Act
  • Bank Secrecy Act
  • Patriot Act
  • FCPA
  • ERM
  • Anti-Money Laundering
  •  Match your resume to these skills

Resume Skills: Software & Tools

  • Riskalyze
  • Advanced MS Excel (VLOOKUP, Pivot Table, Macros)
  • MS Office Suite
  • Adobe Pro DC
  • SharePoint
  • Slack
  • Confluence
  • Trello
  • Google Drive
  • Zoom
  • Salesforce
  • Quickbooks
  • SAP (Beginner)
  •  Match your resume to these skills

Resume Skills: Compliance

  • KYC
  • CDD
  • AML
  • SOX
  • GDPR
  • Anti-Bribery and Anti-Corruption
  • Anti-Money Laundering (AML)
  • Know Your Customer (KYC)
  • Regulatory Audits
  • Compliance Reporting
  • Corporate Governance
  • Compliance Training
  • FCPA Compliance
  • FDA Compliance
  • SOX Compliance
  • GDPR Compliance
  • Regulatory Risk
  • Compliance Programs
  • Auditing
  • Policy Development
  • Training and Education
  • Compliance Monitoring
  •  Match your resume to these skills

Resume Skills: Compliance Tools

  • Actimize
  • PATRIOT Officer
  • Verafin
  • MetricStream
  • Oracle Mantas
  • Trulioo
  • Cisco Secure ACS
  • Symantec Endpoint Protection
  • DataRobot
  • Compliance360
  • Riskonnect
  • LogicalGate
  • Metacompliance
  • Accupoint
  • MyEasyISO
  • GRC Platforms
  • SAS Compliance Solution
  • KYC tools
  • Thomson Reuters Risk Management
  •  Match your resume to these skills

Resume Skills: Software

  • Microsoft Office Suite
  • Compliance Management Systems (CMS)
  • GRC Tools
  • Risk Assessment Software
  • Data Analytics Software
  • Document Management System
  • GRC platforms
  • Risk Management Systems
  • SQL
  • Oracle
  • Ascent
  • RiskRate
  • PolicyTech
  • Enablon
  • ArchiMate
  •  Match your resume to these skills

Resume Skills: Other

  • Research Capabilities
  • Risk Analysis
  • Conflict Resolution
  • Data Analysis (SQL, Python)
  • AML Procedure
  • Data analysis
  • Internal auditing
  • Risk assessment
  • Policy enforcement
  • Ethics training
  •  Match your resume to these skills

Resume Skills: Risk Analysis

Resume Skills: Business Tools

Resume Skills: Risk Assessment

Resume Skills: Training

Resume Skills: Risk Management

  • Operational Risk
  • Credit Risk
  • Market Risk
  • Liquidity Risk
  • Risk Assessment
  • Risk Mitigation Strategies
  • Risk Control
  • Risk Analysis
  • Control Assessments
  • Fraud Detection
  • Operational Risk Management
  • Internal Audit
  •  Match your resume to these skills

Resume Skills: Legal Knowledge

Resume Skills: Financial Analysis

Resume Skills: Languages

Resume Skills: Techniques

  Does your resume contain all the right skills? Paste in your resume in the AI Resume Scan ↓ section below and get an instant score.

Compare Your Resume To These Compliance Manager Skills (ATS Scan)

Paste your resume below and our AI will identify which keywords are missing from your resume from the list above (and what you need to include). Including the right keywords will help you get past Applicant Tracking Systems (i.e. resume screeners) which may scan your resume for keywords to see if you're a match for the job.

Sample Compliance Manager Resume Examples: How To Include These Skills

Add keywords directly into your resume's work experiences, education or Skills section, like we've shown in the examples below. Use the examples below as inspiration.

Select a free resume example
Your Name
Compliance Manager
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded April 2020 - Present
Compliance Manager
Initiated business process improvement strategies that reduced regulatory query turnaround time by 40%
Revamped legal compliance frameworks resulting in 30% improvement in annual compliance audits
Designed innovative compliance monitoring tools that increased efficiency by 50%
Facilitated robust change management processes reducing non-compliance risks by 35%
Developed and implemented a meticulous risk assessment routine reducing financial risk exposures by 25%
Resume Worded June 2018 - Present
Senior Compliance Manager
Spearheaded comprehensive risk assessments, reducing financial risk exposure by 35%.
Developed and implemented enterprise-wide Compliance Monitoring Program that decreased regulatory breaches by 20%.
Managed team that led due diligence of M&A leading to $8M secured investment.
Successfully streamlined internal controls improving business process by 25%.
Implemented change management strategies that improved overall operations efficiency by 15%.
JPMorgan Chase & Co. October 2016 - March 2020
Senior Compliance Analyst
Devised robust internal audit procedures that boosted regulatory compliance by 20%
Enhanced anti-money laundering protocols, reducing company vulnerabilities and potential losses by 25%
Led a compliance regulations update plan, increasing adherence to new industry requirements by 30%
Barclays May 2015 - June 2018
Compliance Manager
Led anti-money laundering program, reducing identified cases by 45%.
Initiated regulatory compliance protocols, increasing adherence by 38%.
Influenced banking procedures, resulting in 40% more efficient operations.
Enforced strict adherence to internal audit requirements, safeguarding company's reputation. January 2013 - September 2016
Compliance Officer
Introduced effective internal controls that aided in detecting and preventing non-compliance, leading to a decrease in remarks by 15%
Conducted diligent due diligence on prospective deals, avoiding potential risks by 10% April 2012 - May 2015
Compliance Analyst
Managed legal compliance in line with statutory requirements, avoiding potential penalties.
Conducted regular financial analysis for the management, contributing to sound financial decisions.
Carried out compliance regulations enforcement, ensuring company's risk assessment capacity increased by 15%.
Resume Worded University June 2018
Master of Business Administration - Business Compliance
Awards: Resume Worded Business Scholar (Top 1% of class)
Resume Worded Academic Center May 2014
Bachelor of Laws - Corporate Law
Minors in Business and Finance
Awards: Resume Worded Legal Scholar, Dean's List 2013 (Top 10%)
Regulatory Compliance: Anti-Money Laundering (AML), Know Your Customer (KYC), Regulatory Audits, Compliance Reporting, Corporate Governance, Compliance Training, FCPA Compliance, GDPR
Software: Microsoft Office Suite (Advanced), Compliance Management Systems (CMS), GRC Tools, Risk Assessment Software, Data Analytics Software, Document Management System
Risk Management: Operational Risk, Credit Risk, Market Risk, Liquidity Risk, Risk Assessment, Risk Mitigation Strategies, Risk Control
Legal Knowledge: Securities Laws, Banking and Mortgage laws, Anti-Trust laws, Employment laws, Privacy laws
Certifications: Certified Compliance and Ethics Professional (CCEP) - International Compliance Association
Leadership & Volunteering: American Bankers Association Compliance Board Member, Financial Literacy Volunteer for the underprivileged
Awards: Resume Worded Leadership Excellence Award (2020), JPMorgan Chase & Co. Excellence Award (2019)
Professional Memberships: Member - Securities Industry and Financial Markets Association, Member - International Compliance Association
Your Name
Compliance Supervisor
City, Country  •  (123) 456-789  •  [email protected]  •
EXPERIENCE June 2019 - Present
Compliance Supervisor
Introduced a dynamic compliance management system which improved overall operational effectiveness by 30%
Simultaneously oversaw compliance in cross-functional teams, mitigating risk by 35%
Led complex auditing projects that enhanced company's risk assessment capabilities, preventing potential fines by 20%
Implemented regulatory compliance changes within department, leading to increased adherence to regulations by 33%
Instituted financial services strategies that saw an increase in profit margins by 25%
American Express January 2015 - May 2019
Compliance Analyst
Spearheaded initiatives to update compliance regulations, implying increased transparency by 20%
Implemented anti-money laundering measures to safeguard company resources, diminishing potential monetary losses by 15%
Developed a strong due diligence program, assisting in reducing risks associated with acquisitions by 12%
Resume Worded September 2012 - December 2014
Junior Compliance Officer
Updated internal risk assessment systems, leading to better identification of potential risks, decreasing losses by 10%
Resume Worded Institute December 2018
Certified Regulatory Compliance Manager (CRCM)
Focus on financial services compliance management
Resume Worded University May 2012
Bachelor of Laws (LLB)
Specialized in Financial Law
Awards: Top Legal Researcher Award
Compliance Tools: GRC Platforms, Actimize, Oracle Mantas, SAS Compliance Solution, KYC tools, Thomson Reuters Risk Management
Risk Assessment: Fraud detection, Compliance Risk Assessment, Operational Risk Assessment, Compliance Testing
Regulatory Knowledge: Dodd-Frank Act, SOX, BSA/AML, GDPR, FATCA, Anti-Corruption Laws, Compliance Advisory
Training: Compliance training delivery, Compliance training material creation, Anti-Money Laundering (AML) Training
Certifications: Certified Anti-Money Laundering Specialist (CAMS, 2019), Certified Fraud Examiner (CFE, 2015)
Conferences & Workshops: Attended SCCE’s Annual Compliance & Ethics Institute (2019, 2020), Participated in NYU's Compliance Workshop (2018)
Volunteering: Pro Bono Legal Consultant - Local Community Initiative, Financial Literacy Workshop Trainer - City High School
Memberships: Member - American Bankers Association, Member - Association of Certified Financial Crime Specialists
Your Name
Compliance Officer
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded August 2020 - Present
Compliance Officer
Expanded the firm's compliance regulations, limiting exposure to risks by 20%
Directed the operations management team towards the insertion of an upgraded risk assessment system, improving overall efficiencies by 25%
Designed and rolled out new internal audit processes leading to enhanced transparency by 15%
Developed a robust legal compliance frame that led to a decrease in non-compliance incidents by 20%
Analyzed and improved upon the financial risk management systems, leading to better protection of assets by 10%
Citigroup August 2018 - Present
Compliance Officer
Headed risk management program, decreasing the company's financial risk by 30%.
Initiated robust financial services protocols, boosting revenue by $10M annually.
Directed and conducted internal audits, unearthing potential risk areas.
Successfully enhanced healthcare compliance, ensuring 100% adherence to industry standards.
Implemented change management strategies, improving operations efficiency by 18%.
Citigroup Inc. March 2018 - July 2020
Regulatory Compliance Analyst
Initiated strategic financial services improvement that led to increased operational efficiency by 25%
Designed anti-money laundering measures which safeguarded company operations from potential losses by 15%
Revamped compliance management protocols, resulting in a 20% improvement in annual audits
Resume Worded July 2015 - August 2018
Compliance Specialist
Managed anti-money laundering investigations, reducing occurrence by 30%.
Executed regulatory compliance policies, improving compliance rate by 40%.
Implemented business improvement processes, boosting operations efficiency by 24%. July 2017 - February 2018
Compliance Intern
Assisted in implementing an updated risk assessment protocol leading to a 10% improvement in risk detection January 2012 - June 2015
Compliance Associate
Adhered to strict legal compliance practices, eliminating potential breach threats.
Conducted thorough financial analysis supporting key company decisions.
Instigated compliance regulations practices, bolstering the company's risk assessment capacity.
Resume Worded University January 2018
Master of Business Administration (MBA) - Banking and Finance
Courses included Risk Management and Corporate Finance
Resume Worded Academic Center March 2017
Certified Regulatory Compliance Manager (CRCM)
Earned this certification while working full-time
Compliance software: Actimize, Cisco Secure ACS, Symantec Endpoint Protection, DataRobot, SAS AML
Regulatory knowledge: AML regulations, Dodd-Frank Act, Sarbanes-Oxley Act, Bank Secrecy Act, Patriot Act
Other skills: Data analysis, Internal auditing, Risk assessment, Policy enforcement, Ethics training
Languages: English (Native), Spanish (Conversational)
Certificates: Certified Anti-Money Laundering Specialist (CAMS)
Projects: Developed comprehensive compliance training program implemented company-wide at Citigroup
Awards & Recognition: Recipient of Compliance Professional of the Year at Citigroup for successfully implementing new AML guidelines
Volunteering: Volunteer finance coach at the local Adult Education Center, teaching individuals basic money management skills
Your Name
Compliance Analyst
City, Country  •  (123) 456-789  •  [email protected]  •
JPMorgan Chase & Co. March 2019 - Present
Senior Compliance Analyst
Executed comprehensive risk assessments, mitigating financial risk exposure by 33%.
Orchestrated and executed company-wide Compliance Monitoring Program, decreasing regulatory infringements by 22%.
Managed due diligence process for two key M&A initiatives, maximizing received investments.
Efficiently streamlined internal controls, enhancing business process by 27%.
Implemented innovative change management strategies, augmenting overall operations efficiency by 18%.
Resume Worded October 2013 - March 2019
Compliance Analyst
Conducted anti-money laundering activities, reducing potential threats by 48%.
Promoted regulatory compliance strategies, augmenting compliance rate by 42%.
Conducted internal audits, ensuring strict adherence by all functional units. January 2011 - September 2013
Compliance Assistant
Participated in legal compliance enforcement, avoiding potential legal consequences.
Assisted in comprehensive financial analyses, aiding top-level financial decision-making.
Took part in risk assessment activities, ensuring effective compliance regulations.
Resume Worded University June 2014
Master of Business Administration (MBA) - Finance
Graduated with Honors, Top 10% of class
Resume Worded Academic Center May 2011
Bachelor of Business Administration (BBA) - Compliance
Minors in Finance and Law
Dean's List 2009-2011 (Top 15%)
Compliance & Regulatory: AML, KYC, Dodd-Frank Act, SOX, Basel III, GDPR
Risk Management: Risk Analysis, Control Assessments, Fraud Detection, Operational Risk Management, Internal Audit
Software Tools: Microsoft Office Suite, GRC platforms, Risk Management Systems, SQL, Oracle
Financial Analysis: Financial Reporting, Budgeting, Cost Analysis, Financial Modelling, Forecasting
Certifications: Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE)
Professional Associations: Member, Association of Certified Anti-Money Laundering Specialists
Volunteering: Mentor, Resume Worded Career Guidance Program
Continuing Education: Advanced Compliance and Ethics Workshop, 2020
Your Name
Vice President Compliance
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded January 2019 - Present
Vice President Compliance
Reinforced Regulatory Compliance procedures, resulting in a 30% decrease in operational risk.
Spearheaded the implementation of new Anti Money Laundering guidelines, successfully passing audits with 100% compliance.
Demonstrated comprehensive Financial Risk knowledge in implementing strategic risk management protocols, reducing financial liabilities by 20%.
Developed robust KYC processes to enhance customer due diligence, mitigating potential reputational risks.
Managed a team of 20 compliance professionals, steering their professional growth and enhancing overall team productivity by 35%.
JPMorgan Chase & Co. July 2012 - December 2018
Senior Director of Compliance
Refined Compliance Management systems, resulting in a 15% decrease in banking compliance issues.
Enforced the Bank Secrecy Act to safeguard against potential financial crime threats.
Increased efficiency in the processing of loans by 20% through the implementation of rigorous compliance checks. March 2007 - June 2012
Director of Risk Management
Enhanced risk management strategies, which decreased exposure to financial risk by 25%.
Oversaw accurate financial analysis to mitigate potential economic disruption.
Utilized in-depth knowledge of Securities to enhance investment strategies, bolstering returns by 18%.
Resume Worded Institute June 2011
Executive Masters in Compliance Management
Focused coursework in Risk Management and Regulatory Affairs
Resume Worded University May 2006
Bachelor of Business Administration - Finance
Graduated with Honors, Member of the Beta Gamma Sigma Honor Society
Regulatory Compliance: AML/KYC, SARs Reporting, OFAC Sanctions, FCPA, Dodd-Frank Act, Anti-Bribery Laws
Risk Management: Operational Risk Management, Financial Risk Analysis, Enterprise Risk Management (ERM), Risk Assessment & Mitigation
Management & Leadership: Cross-functional Team Leadership, Compliance Training, Strategic Planning & Execution, Policy Development & Implementation, Business Intelligence & Analytics
Software: Oracle Mantas, Patriot Act Communicator, Verafin, CAMS, Excel (Advanced)
Certifications: Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS)
Awards & Achievements: JPMorgan Chase & Co. – Recognized for exceptional compliance program implementation, 2017
Volunteering: Finance mentor at local community center, providing guidance on budgeting and financial planning
Professional Development: Continual learning through seminars, workshops and courses in areas such as Emerging Compliance Trends, Anti-Money Laundering, Corporate Ethics
Your Name
Group Compliance Officer
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded February 2020 - Present
Group Compliance Officer
Shifted culture towards pro-active Regulatory Compliance; mitigated company risk and reduced regulatory fines by 40%.
Revamped Anti Money Laundering protocols, improving system detection rates by 30%.
Streamlined banking operational procedures leading to a 20% reduction in clerical errors and increased efficiency.
Implemented rigorous Due Diligence checks in line with KYC procedures, reducing compliance-related customer complaints by 15%.
Managed a cross-functional team of 15, fostering a pro-active approach to risk management and compliance.
Citigroup Inc. June 2013 - January 2020
Compliance Manager
Spearheaded changes to Compliance Management systems that decreased non-compliance issues by 25%.
Applied the Bank Secrecy Act regulations densifying the company's defenses against illicit financial activities.
Oversaw the processing of a loan portfolio of over $1bn, enforcing rigorous compliance checks. January 2008 - May 2013
Risk Analyst
Meticulously analyzed financial risks, contributing to a 15% decrease in company liabilities.
Enhanced securities investment strategy based on comprehensive financial analysis, resulting in 10% growth in assets.
Resume Worded Institute February 2018
Executive Master's in Business Administration
Focus on Corporate Compliance and Governance
Resume Worded University May 2007
Bachelor of Laws - Corporate Law
Specialized in regulation and compliance management
Recipient of the Chancellor's Award for academic excellence
Risk Assessment: Risk Identification, Risk Mitigation, Risk Mapping, Regulatory Risk, Compliance Risk, Operational Risk
Compliance Skills: Compliance Monitoring, Regulatory Compliance, Compliance Training, Compliance Audits, Compliance Reporting, Business Ethics
Regulatory Knowledge: US Federal Compliance Laws, GDPR, Anti-Money Laundering (AML), KYC, CCPA
Software and Tools: MS Office Suite, GSuite, Compliance Management Systems, Risk Analytics software, Data Analysis Tools
Certifications: Certified Compliance & Ethics Professional (CCEP), Anti-Money Laundering Specialist Certificate
Awards & Recognition: ACAMS AML Professional of the Year, Citigroup Certificate of Excellence
Leadership & Volunteering: Mentor, Young Compliance Professionals Network, Volunteer, Legal Aid Services
Professional Memberships: Member, Association for Certified Anti-Money Laundering Specialists, Member, Compliance Certification Board
Your Name
Senior Compliance Manager
City, Country  •  (123) 456-789  •  [email protected]  •
EXPERIENCE March 2018 - Present
Senior Compliance Manager
Revised Compliance Management procedures, which reduced compliance-related issues by 35%.
Diligently enforced Anti Money Laundering regulations, driving 100% compliance rate during audits.
Enhanced KYC protocols, resulting in a 20% improvement in due diligence effectiveness.
Supervised an efficient finance team, achieving a 15% increase in workflow efficiency.
Applied deep understanding of the U.S. Office of Foreign Assets Control (OFAC) regulations, safeguarding the company from regulatory penalties.
Resume Worded July 2013 - February 2018
Compliance Analyst
Identified potential risk areas, contributing to 25% reduction in financial risk.
Spearheaded the implementation of the Bank Secrecy Act compliance program company-wide.
Managed loan portfolios with a worth over $700mn, improving loan service by 20%.
Bank of America April 2008 - June 2013
Financial Risk Consultant
Reinforced financial analysis methodology, optimizing loan portfolio efficiency by 15%.
Led efforts in Financial Risk assessment, resulting in a reduction of potential defaults by 10%.
Engaged in securities management to streamline investment strategies, enhancing return-on-investment by 12%.
Resume Worded Academic Center May 2019
Certified Compliance Professional (CCP)
Concentrated on consumer finance regulatory compliance and risk management
Resume Worded University May 2008
Master of Business Administration - Finance
Specialization in Financial Risk Management
Regulatory Compliance: AML, KYC, Sarbanes-Oxley (SOX), FATCA, Dodd-Frank, MiFID II, GDPR
Risk Management: Risk Analysis, Financial Risk, Operational Risk, Risk Management Strategies, Risk-Return Optimization
Technical Skills: Microsoft Office Suite, SQL, Python, Excel VBA, Tableau, RiskAnalytics, SharePoint
Standards & Frameworks: ISO 31000, COSO, Basel IV
Certifications: Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS)
Leadership & Volunteering: Lead volunteer for financial mentorship programs at Resume Worded Foundation
Professional Affiliations: Member, International Compliance Association (ICA), Member, The Institute of Internal Auditors (IIA)
Continuing Education: Frequent attendee of FINRA, AML & KYC Summits for understanding evolving compliance landscape
Your Name
Quality Compliance Manager
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded September 2018 - Present
Senior Compliance Manager
Managed and escalated regulatory compliance issues reducing potential risks by 25%.
Developed and executed lessons learned program post-audits for continuous improvements, preventing reoccurrence of systemic issues.
Oversaw quality audits, ensuring compliance to U.S. Food and Drug Administration (FDA) GMPs and ISO 9001, resulting in zero audit findings within two consecutive years.
Verizon Communications April 2015 to August 2018
Compliance Supervisor
Administered a strategic Quality Management program, leading 20% improvement in procedural compliance.
Implemented Corrective and Preventive Action (CAPA) plans, reducing system discrepancies by 30%
Utilized GxP to monitor and achieve quality control, enhancing process efficiency by 50%.
Pfizer January 2012 - March 2015
Quality Compliance Analyst
Implemented a streamlined SOP (Standard Operating Procedure) process, improving workflow efficiency by 15%.
Applied Statistical Process Control (SPC) to improve product quality, reducing defect rates by 30%.
Successfully achieved GMP compliance for three new products to enter the market.
Resume Worded Institute August 2018
Master Compliance Certification
Graduated with honors
Resume Worded University June 2011
Bachelor of Science in Business Administration - Compliance Management
Specialized coursework in Regulatory Compliance and Business Ethics
Awarded the Compliance Excellence Scholarship
Compliance Software: IBM OpenPages, Compliance360, LogicGate, i-Sight, Ideagen Coruson
Regulatory Frameworks: GDPR, HIPAA, SOX, AML, KYC, Anti-Bribery and Corruption Regulations
Risk Management: Risk Assessment, Risk Mitigation, Risk Management Frameworks
Productivity Tools: Microsoft Office Suite, Google Workspace, Trello, JIRA
Certifications: Certified Compliance and Ethics Professional (CCEP), Certified Internal Auditor (CIA)
Leadership & Volunteering: Board Member, Nonprofit Compliance Council; Volunteer, Neighborhood Small Business Association
Professional Development: Attended Industry Compliance Conferences in 2019, 2020, 2021
Awards: Wall Street Compliance Innovator Award 2017
Your Name
Quality Management Advisor
City, Country  •  (123) 456-789  •  [email protected]  •
EXPERIENCE June 2019 - Present
Quality Management Advisor
Executed a targeted quality assurance plan that led to the discovery and rectification of 40+ process discrepancies.
Initiated and led a Quality Improvement program, resulting in a 35% improvement in product quality within a year.
Advised on the appropriate use of Change Control processes, ensuring 100% adherence to regulatory requirements.
General Electric March 2016 to May 2019
Quality Assurance Manager
Developed new quality system methods that decreased product defects by 20%.
Managed a team of quality assurance professionals, increasing the throughput of QA tests by 50% within the first year.
Spearheaded the implementation of Six Sigma across the department, resulting in a 30% decrease in wastage.
Merck December 2011 - February 2016
Quality Control Analyst
Performed a Verification and Validation (V&V) of system capabilities, reducing systems failure by 25%.
Mapped out effective Quality Control procedures, reducing product non-conformance by 20%.
Performed regular audits of SOPs, resulting in a 15% increase in compliance.
Resume Worded Institute June 2017
Lean Six Sigma Master Black Belt Certification
Included rigorous training and real-world project performance requirements in quality management and operational excellence strategies
Resume Worded University May 2011
Master of Science in Quality Systems Management
Concentration in Total Quality Management, Graduated with Honors
Quality Management Systems: ISO 9001, TS 16949, QS 9000, AS 9100, ISO 14001, OHSAS 18001
Analytical Tools: Root Cause Analysis, 8D Problem Solving, FMEA, Control Plans, Pareto Charts, Fishbone Diagram, 5 Why's
Software Proficiency: Minitab, Microsoft Office Suite (Word, Excel, PowerPoint, Project), MS Visio, SAP
Continuous Improvement Techniques: Lean Methodology, Six Sigma, 5S, Kaizen, Value Stream Mapping, DMAIC
Certifications: Certified Quality Auditor (CQA) - ASQ, Certified Manager of Quality/Organizational Excellence (CMQ/OE) - ASQ
Leadership & Volunteering: Local Quality Assurance Guild (Member and former President), Quality Assurance Volunteers for Underprivileged Communities
Professional Development: Regularly attend workshops and webinars related to Quality Management and Assurance to stay updated with latest industry trends and practices
Awards: Recipient of 'Exceptional Quality Mentor' award at for significant improvements in delivery quality
Your Name
Quality Assurance Specialist
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded July 2020 - Present
Quality Assurance Specialist
Streamlined Quality System processes, leading to a 20% increase in operational efficiency.
Initiated and accomplished Validations across departments, resulting in 30% increased productivity.
Applied Continuous Improvement methods in project operations, cutting costs by 15% annually.
Dell Technologies May 2016 to June 2020
Quality Control Inspector
Applied efficiency measures that reduced Quality Auditing time by 25%.
Contributed to enhancements in the product manufacturing process that boosted productivity by 20%.
Diagnostics of manufacturing processes led to a 15% reduction in turnaround time.
Intel Corporation February 2014 - April 2016
Quality Assurance Assistant
Implemented CAPA procedures to tackle discrepancy issues, improving system reliability by 10%.
Elevated process adherence to GMP through strategic Checks and Balances system.
Contributed to Quality Improvement efforts resulting in a 15% reduction in product defects.
Resume Worded Academic Center April 2020
Certified Quality Engineer
Practical Quality Assurance course with comprehensive training in quality concepts, tools and applications
Resume Worded University December 2013
Bachelor of Science - Information Technology
Focus on Quality Assurance measures and policies
Awards: Resume Worded Scholar (Top 5% in class)
Quality Assurance Tools: HP Quality Center, Bugzilla, Jira, Selenium, TestRail, qTest
Programming: Python, C++, Java, SQL, R, Ruby
Software: Microsoft Office Suite, Microsoft Visual Studio, SharePoint, Axure RP
Quality Systems: ISO 9001, Kaizen, Six Sigma, Lean Manufacturing, 5S, FMEA
Certifications: Six Sigma Green Belt Certification (2019), Certified Software Tester from QAI (2017)
Leadership & Volunteering: Quality Assurance Network Volunteer (2018-Present), Tech Industry Mentorship Program Mentor (2016-Present)
Projects: Developed and implemented Quality Assurance strategy for major IT industry project leading to 30% failure rate reduction
Your Name
Director Of Compliance
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded December 2018 - Present
Director Of Compliance
Led a cross-functional team of twelve that oversaw the company's regulatory compliance, reducing risk exposure by 40%
Generated 35% savings by restructuring internal audit processes and implementing a new risk management system
Enhanced legal compliance procedures that ensured adherence to U.S. Health Insurance Portability and Accountability Act (HIPAA) regulations
Championed a business process improvement project that boosted operational efficiency by 20%
Strengthened the company's anti-money laundering program, which led to a 30% decrease in incidents August 2014 - November 2018
Senior Compliance Manager
Safeguarded the company's reputation by managing and resolving complex compliance issues
Optimized financial risk strategy which saved the company an estimated $2M annually
Streamlined the company's due diligence processes which expedited customer vetting process by 14%
JPMorgan Chase June 2011 - July 2014
Compliance Manager
Facilitated legal research projects to ensure corporate actions complied with federal laws and regulations
Orchestrated healthcare management improvements, contributing to a 25% rise in patient satisfaction
Implemented effective loan compliance metrics which reduced financial risks by 10%
Resume Worded University May 2012
MBA - Finance
Concentration in Regulatory Compliance
Resume Worded Academic Center January 2010
Certified in Regulatory Compliance (CRC)
Certified by the Securities Industry/Regulatory Council on Continuing Legal Education
Regulatory Frameworks: SOX, COSO, FCPA, Anti-Money Laundering (AML)
Software Tools: Oracle Governance, Risk, and Compliance (GRC), SAP GRC, MEGA HOPEX
Techniques: Risk Assessment, Policy Development, Compliance Auditing, Employee Training
Languages: English (Native), French (Conversational), Spanish (Basic)
Certifications: Certificate of Professional Achievement in Corporate Compliance (2021), Certified Anti-Money Laundering Specialist
Publications & Participation: Keynote Speaker at Compliance Week 2019, Published articles in 'The Compliance and Ethics Blog'
Leadership & Volunteering: Standards Committee Member - Compliance Certification Board (CCB), Volunteer - Neighborhood Legal Services
Your Name
Head Of Compliance
City, Country  •  (123) 456-789  •  [email protected]  •
EXPERIENCE January 2019 - Present
Head Of Compliance
Spearheaded the development of a comprehensive risk assessment model, decreasing potential financial losses by 25%
Drafted and implemented company-wide compliance standards in accordance with HIPAA guidelines
Achieved a 99.9% compliance rate on audits of healthcare services, due to robust process improvements
Developed Medicare compliance strategies that led to a 35% increase in patient enrollment
Oversaw the implementation of an anti-money laundering framework, resulting in a 20% reduction in critical incidents
Healthcare Management Associates March 2015 - December 2018
Deputy Director of Compliance
Leveraged data analytics to enhance compliance audits, leading to a 15% improved audit efficiency
Mastered the use of auditing tools to evaluate managed care services, aiding in a positive accreditation outcome
Implemented a preventive legal compliance strategy, which reduced litigation costs by $1.5M annually
Wells Fargo May 2011 - February 2015
Compliance Analyst
Conducted detailed legal research, contributing significantly to the bank's policy-making process
Played a pivotal role in the successful completion of over 50 internal audits
Initiated a compliance awareness campaign that reduced policy violations by 10%
Resume Worded University December 2018
Master of Business Administration - Compliance Management
Specialization in Health Sector Compliance
Resume Worded Institute April 2011
Certified Regulatory Compliance Manager (CRCM)
Acquired skills in Federal Regulation Compliance, Corporate Governance & Ethics, Anti-Money Laundering and Financial Risk Management
Technical Skills: Knowledge of SOX, GDPR, COSO, COBIT, ISO 27001:2013
Software: MS Office Suite, SharePoint, GRC software, Compliance 360, Tableau
Regulations: HIPAA, HITECH, Anti-money laundering, Sarbanes-Oxley Act, Federal Regulations
Certifications: Certified Risk and Compliance Management Professional (CRCMP) - 2017, Certified in Healthcare Compliance (CHC) - 2015
Awards: Most Valuable Player, Excellence Award at Wells Fargo
Volunteering: Mentor, Big Brothers Big Sisters America
Professional Development: Annual attendee, Compliance and Ethics Institute
Your Name
Compliance Officer
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded March 2019 - Present
Compliance Officer
Formulated robust public policies that increased the firm's market compliant promotions by 30%
Effectively led internal audits to ensure continuous compliance with financial and healthcare regulations
Designed compliance programs that incorporated anti-money laundering guidelines
Applied risk management strategies to minimize company's legal exposure by 25%
Supervised cross-functional team to enforce company-wide compliance to regulatory requirements
Healthcare Management Associates June 2015 - February 2019
Senior Compliance Specialist
Implemented a comprehensive compliance program monitoring managed care that increased efficiency by 20%
Led rigorous due diligence processes ensuring company's adherence to legal compliance
Enhanced the firm's healthcare compliance program, resulting in a 10% decrease in non-compliant practices
Goldman Sachs Group, Inc. August 2011 - May 2015
Compliance Associate
Amplified the success rate in banking compliance audits by 15% by improving audit methodologies
Conducted regulatory risk assessments helping reduce financial risks by 12%
Enforced anti-money laundering policies that led to a noticeable decrease in company's risk exposure
Resume Worded Institute March 2019
Certified Anti-Money Laundering Specialist (CAMS)
Recognized as a global leader in AML certifications
Resume Worded University May 2011
Master of Business Administration (MBA) - Emphasis in Regulatory Compliance
Courses included: Corporate Law & Governance, Risk Management and Forensic Auditing
Compliance Skills: AML Regulations, Regulatory Compliance, Risk Management, Policy Enforcement, Corporate Governance, Auditing Procedures
Technical Skills: MS Office Suite (Advanced), Compliance Tracking Software (Proficient), Anti-Money Laundering Software (Proficient)
Industry Knowledge: Financial Systems, Health Care Compliance, Securities Regulations, Corporate Law, Privacy Laws
Languages: English (Native), Spanish (Fluent)
Certifications: Risk in Financial Services Certification (CISI), Certified Fraud Examiner (CFE)
Leadership & Volunteering: Board Member, Non-Profit Organization for Economic Education, Compliance Mentor for Start-ups
Projects: Published compliance-related articles in 'Regulatory Review Journal' and presented at ‘Global Compliance Summit’
Awards: ‘Compliance Innovator of the Year’ award recipient from Compliance Professionals Network
Your Name
Compliance Program Manager
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded April 2018 - Present
Senior Compliance Program Manager
Successfully navigated 3 company-wide regulatory transitions within the Healthcare and Medicare sectors, ensuring uninterrupted business operations.
Established a robust risk management framework leading to a 30% reduction in compliance incidents and legal risks.
Spearheaded an interdepartmental initiative for Business Process Improvement, resulting in an increase in overall compliance by 45%.
Pioneered the implementation of new project planning strategies, leading to an average of 10% cost reduction across projects.
Successfully audited internal processes, identifying non-compliance risk and facilitating the team's adherence to U.S. Health Insurance Portability and Accountability Act (HIPAA). August 2014 - March 2018
Compliance Specialist
Leveraged vendor management tools to ensure all third party vendors were in compliance, thereby reducing unnecessary risks.
Conducted comprehensive risk assessments contributing to a 20% improvement in the company's risk profile.
Facilitated a company-wide change management initiative leading to streamlined compliance procedures.
JP Morgan Chase February 2012 - July 2014
Junior Compliance Officer
Improved process automation, contributing to a 15% savings in time and resources.
Implemented contract management strategies to ensure compliance with all legal requirements.
Participated in key business analysis tasks, allowing for the identification and mitigation of hidden compliance risks.
Resume Worded Institute June 2010
BA Accounting and Finance
Minors in Mathematics and International Business Laws
Compliance & Regulatory: SOX, GDPR, Dodd-Frank, COSO, FINRA, Anti-Money Laundering (AML), Risk Assessment
Software & Applications: Microsoft Suite (Expert), SAP, Oracle GRC, IBM OpenPages, LexisNexis, Compliance360
Auditing & Reporting: Internal Audits, Regulatory Reporting, Data Analysis, Trend Forecasting
Concepts & Techniques: Ethical Decision Making, Quality Control, Change Management, Stakeholder Management
Certifications: Certified Fraud Examiner (CFE), Certified in Risk and Information Systems Control (CRISC)
Professional Development: Completed Advanced-level Compliance and Risk Management Courses from Compliance Training Online
Leadership & Volunteering: Mentor at Compliance Professionals Forum, Volunteer Financial Advisor at Local Community Center
Awards: Compliance Week’s Top Minds (2022), Risk & Compliance Officer of the Year (2021)
Your Name
Compliance Project Leader
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded May 2019 - Present
Compliance Project Leader
Introduced effective program management methodologies, saving 10% project costs and 15% in man-hours.
Assured all product development processes adhere to regulatory compliance, minimizing potential legal disputes.
Instituted a cross-functional team that enhanced company-wide adherence to compliance rules, improving overall compliance by 40%
Developed effective risk management guidelines which reduced non-compliance incidents by 30%.
Implemented change management initiatives, resulting in more efficient and streamlined compliance procedures. January 2016 - April 2019
Compliance Analyst
Successfully ran risk assessments which led to a 25% improvement in company risk profile.
Streamlined vendor management, effectively clearing the potential hazards of third-party violations.
Cooperated proactively in business process improvement strategies, contributing to the improved efficiency of compliance processes.
Wells Fargo July 2013 - December 2015
Compliance Assistant
Assisted in implementing project planning techniques, resulting in more cost-effective projects.
Successfully tackled business analysis tasks, assisting in the identification and mitigation of compliance-related issues.
Contributed to auditing internal processes, maintaining strict compliance with HIPAA regulations.
Resume Worded Institute May 2019
Leaders in Compliance Certificate
Focus: Anti-Money Laundering, Ethics and Governance
Resume Worded University May 2013
Master's in Business Administration, Regulation and Compliance
Thesis: 'Embedding Effective Regulatory Compliance Measures', Dean's List 2011 - 2013 (Top 5%)
Compliance Software: Compliance 360, MyComplianceOffice (MCO), RiskRate, ZenGRC, Token of Trust
Regulations Knowledge: AML, GDPR, Dodd-Frank, Sarbanes-Oxley, PCI DSS, HIPAA
Techniques: Compliance Risk Assessment, Reporting & Analysis, Policy Creation & Enforcement, Fraud Detection
Languages: English (Native), Spanish (Conversational), Mandarin (Basic)
Certifications: Certified Regulatory Compliance Manager (CRCM) - 2017, Certified in Risk and Information Systems Control (CRISC) - 2016
Leadership & Volunteering: Member, Resume Worded Compliance Committee - 2019-present. Volunteer, Economic Empowerment Program, Nonprofit Organization - 2016-present
Awards: Excellence in Leadership Award, - 2018
Professional Development: Regular attendee, Annual Compliance and Ethics Conference - 2013-present
Your Name
Senior Compliance Coordinator
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded March 2020 - Present
Senior Compliance Coordinator
Chaired a cross-functional leadership team, bringing about a 40% increase in overall compliance.
Directed rigorous risk assessment process, successfully improving company risk profile by 20%
Strategized and implemented business process improvement actions, leading to a 35% increase in efficiency.
Executed auditing procedures aligning with HIPAA regulations, ensuring 100% compliance.
Superintended a holistic Compliance Management Program, leading to company-wide alignment with regulatory requirements. August 2015 - February 2020
Risk & Compliance Officer
Implemented cost-effective project management techniques, saving 15% on project budgets.
Facilitated vendor management procedures, mitigating the risk of third-party compliance breaches.
Enhanced contract management systems ensuring detailed tracking and 100% adherence to legal specifications.
KPMG April 2012 - July 2015
Compliance Consultant
Developed compliance programs in line with industry regulations, reducing potential risks.
Aided in carrying out detailed risk assessments, contributing to a marked improvement in the company's risk profile.
Engaged in critical business analysis tasks, aiding in the identification and remediation of potential vulnerabilities.
Resume Worded University January 2012
Master of Business Administration - Risk Management
Focus on Risk & Compliance Management Courses
Resume Worded Institute November 2011
Certified Regulatory Compliance Manager (CRCM)
Professional certificate in Compliance Management
Regulatory Knowledge: SOX, Dodd-Frank, Basel III, AML, COSO framework, AML regulations
Software: Microsoft Office Suite, Project Management Software (Microsoft Project, Trello), GRC Tools (MetricStream, Navex)
Audit & Compliance: Internal audits, Regulatory Auditing, Compliance Reviews, Compliance Testing, Risk Identification & Analysis
Analytical Tools: SPSS, R, SAS, Tableau, MS Excel (Pivot Tables, VLOOKUP, Formulas)
Certifications: Chartered Institute of Securities & Investment Certificate (2019)
Leadership & Volunteering: Chapter Lead - American Bankers Association (2020-Present)
Languages: English (Native), Spanish (Conversational)
Projects: Development and execution of compliance training program for new hires at Resume Worded
Your Name
Compliance Coordinator
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded June 2020 - Present
Compliance Coordinator
Streamlined internal audit processes, increasing efficiency by 35% and saving the company an estimated 40 hours per week
Implemented and monitored company-wide policy adherence, resulting in an 80% increase in standards compliance over two years
Boosted regulatory compliance by revising company data entry protocols, leading to a 60% reduction in data-related errors
Spearheaded major organizational shift to comply with U.S. Health Insurance Portability and Accountability Act (HIPAA) regulations, ensuring 100% adherence
Trained over 50 team members in best practices for compliance management, enhancing overall productivity and reducing occurrence of regulatory breaches by 70% May 2017 - May 2020
Senior Compliance Analyst
Conducted rigorous internal audits, detecting and closing 40+ procedural gaps and increasing policy adherence by 30%
Performed detailed compliance research, resulting in key updates to company procedures which improved legal compliance by 25%
Developed tailored compliance strategies that led to a 15% increase in operations efficiency over two years
Johnson & Johnson April 2014 - April 2017
Compliance Specialist
Enhanced regulatory compliance by 20% within first year by working closely with cross-functional teams to maintain strict adherence to FDA regulations
Navigated complex healthcare compliance issues, resolving over 200 compliance concerns, and decreasing related incidents by 60% over three years
Resume Worded Institute June 2020
Certification in Advanced Regulatory Compliance
Focused on modern risk-management techniques and international regulatory environments
Resume Worded University May 2017
Masters of Business Administration - Emphasis in International Law
Thesis on the impact of compliance procedures on international trade agreements
Regulatory Software: Compligo, LogicGate, VComply, StandardFusion, RiskRate, ACL GRC, ISO 9001 Toolkit
Risk Management: Risk Assessment, Compliance Monitoring, Internal Controls, Auditing, Due Diligence, AML/KYC Verification
Compliance Law Knowledge: Sarbanes-Oxley Act (SOX), General Data Protection Regulation (GDPR), Foreign Corrupt Practices Act (FCPA), Anti-Money Laundering (AML), Know Your Customer (KYC)
Technical Skills: Microsoft Office Suite, SQL, SAP ERP, Oracle, SharePoint, Tableau
Certifications: Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS)
Projects: Developed comprehensive compliance program for financial startup, ensuring adherence to international regulations
Volunteering: Financial literacy volunteer coach at local community center
Awards: Winner of the 2018 Excellence in Compliance Award,
Your Name
Compliance Analyst
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded May 2019 - Present
Compliance Analyst
Reduced data entry errors by 50% by redesigning policy adherence strategy
Successfully managed a portfolio of internal audits, increasing audit efficiency by 25%
Leveraged research skills to create innovative solutions to pressing compliance issues, leading to a 20% improvement in company-wide policy adherence
Created a unique healthcare compliance strategy, minimizing regulatory breaches and enhancing patient privacy by 45% over two years
Developed and delivered healthcare management training to over 80 personnel, equipping them with necessary knowledge and best practices and improving collective team performance by 40% February 2016 - April 2019
Compliance Officer
Implemented effective legal compliance measures, reducing risk of potential lawsuits by 35%
Streamlined healthcare compliance procedures, ensuring a reduction in policy breaches by 30%
Performed rigorous internal audits that improved company's regulatory compliance adherence by 25%
Baxter International January 2013 - January 2016
Compliance Assistant
Assisted in developing comprehensive compliance frameworks, contributing to a 15% improvement in overall compliance adherence
Supported implementation of HIPAA regulations, enhancing privacy and security of healthcare information by 20%
Compliance Software: MetricStream, ACTICO Compliance Suite, IBM OpenPages, Oracle Financial Services, SAP GRC, RegEd
Regulatory Knowledge: AML, KYC, Dodd-Frank, SOX, GDPR, CCPA, PSD2, MiFID II
Data Analysis Tools: SQL, Excel, Tableau, SAS, SPSS
Other Skills: Risk Assessment, Internal Audit, Policy Development, Compliance Reporting
Certifications: Anti-Money Laundering (AML) Certification - ACAMS (2020), Certified Fraud Examiner (CFE) - ACFE (2019)
Projects: Developed a comprehensive AML compliance program for a non-banking financial company
Membership: Member - International Compliance Association, Member - Association of Certified Anti-Money Laundering Specialists
Continuing Education: Attend Compliance and Risk Management training annually to stay updated with the latest regulations
Your Name
Compliance Officer
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded August 2019 - Present
Compliance Officer
Implemented robust regulatory compliance strategies, reducing instances of non-compliance by 70%
Streamlined department's data entry system, announcing a 50% reduction in errors over 18 months
Successfully led a team of five in conducting quarterly internal audits, leading to a 40% increase in detected inefficiencies
Overhauled company's healthcare management practices, leading to an improved compliance score by 50%
Designed and executed in-house compliance training regime, internally elevating the human resources team's knowledge of industry standards and reducing HR-related policy breaches by 60% March 2016 - July 2019
Senior Compliance Specialist
Oversaw the successful implementation of legal compliance metrics, improving adherence to governmental regulations by 35%
Spearheaded a comprehensive auditing operation that culminated in a 20% improvement in organisational efficiency
Facilitated a company-wide shift to HIPAA compliance, enhancing data security and patient privacy by 40%
Pfizer Inc. February 2013 - February 2016
Compliance Assistant
Collaborated with senior stakeholders to enforce company's compliance policy, leading to a 15% increase in regulatory adherence across all departments
Assisted in conducting internal audits, contributing to overall operational efficiency by 10%
Resume Worded University August 2017
Master of Business Administration - Regulatory Compliance
Completed this degree part-time, working alongside at
Resume Worded Institute February 2013
Bachelor of Laws
Major: Corporate Law
Awards: Resume Worded Law Scholar (Top 5% awarded to class
Compliance Skills: AML, KYC, Compliance Testing, Risk Assessment, Investiagations, Regulatory Applications
Legal & Audit Skills: Contract Law, Policy Development, Due Diligence, Compliance Audits, Fraud Detection
Software & Tools: Compliance360, MetricStream, Microsoft Office Suite, GRC Platform, Oracle Mantas
Regulatory Frameworks: Sarbanes-Oxley Act, Dodd-Frank Act, Basel III, EU GDPR, Anti-Money Laundering (AML) directives
Certifications: Certified in Risk and Information Systems Control (CRISC), Compliance Certification Board (CCB)
Projects: Developed and executed risk mitigation strategies to ensure organizational compliance
Awards: Awarded 'Most Compliant Officer of the Year 2019' at Resume Worded
Volunteering: Contributor - ComplianceNet, a blog discussing latest trends and updates in regulatory compliance
Your Name
Regulatory Manager
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded January 2022 - Present
Senior Regulatory Affairs Specialist
Led a cross-functional team in successfully obtaining FDA approval for two breakthrough oncology drugs, reducing the process time by 15%
Managed complex regulatory submissions, resulting in an 85% acceptance rate, an increase of 25 points from previous year
Implemented a sturdy electronic common technical document (eCTD) management system, improving the efficiency of document submissions by 60%
Johnson & Johnson October 2017 - December 2021
Regulatory Affairs Specialist
Developed regulatory strategies that increased the efficiency of clinical trials by 18%
Played a pivotal role in interpreting and communicating regulatory requirements to business teams, ensuring 100% compliance on global level
Streamlined standard operating procedures (SOPs) to align with regulatory needs, enhancing product development and market launch speed by 30% June 2015 - September 2017
Assistant Regulatory Affairs Specialist
Contributed to improving regulatory compliance strategy that reduced policy violation costs by 50%
Participated in preparing and submitting high-quality regulatory applications to FDA, maintaining timely and accurate responses always
Assisted in the validation of biotechnology methods and products, impacting positively at 10% increase in approval rates
Resume Worded University April 2019
Master of Business Administration - Regulatory Compliance
Top 10% of class, Awarded 'Gold Standard' Regulatory Excellence scholarship
Resume Worded Academic Center May 2015
Bachelor of Science - Pharmacology
Minor in Legal Studies
Merit: Dean's List 2013, 2014, and 2015 (Top 10%)
Regulatory Administration: FDA regulations, EMA regulations, Product labeling, Clinical trial protocols, Regulatory submissions, Post-marketing surveillance
Software Proficiency: Microsoft Office Suite, Visio, Adobe Acrobat Pro, Sharepoint, Veeva Vault, TrackWise
Quality Assurance: Change control, Document control, Risk Management, CAPA, Auditing, Process Improvement
Languages: English (Native), Spanish (Fluent), French (Conversational)
Certifications: Certified Regulatory Affairs Professional (CRAP), Regulatory Affairs Certification (RAC) - US, EU and Global Scope
Professional Development: Attended Regulatory Affairs Professionals Society (RAPS) Convergence (2020, 2021, 2022), BIO International Convention (2017, 2018, 2019)
Leadership & Volunteering: Mentor, Resume Worded Women in Science Program (2017-Now), Committee Chair, Johnson & Johnson's Health Initiative (2019-2021)
Awards: Received the Award for Excellence in Regulatory Affairs, Johnson & Johnson (2019), Selected in the Top 10 Regulatory Affairs Professionals under 40 by the Regulatory Affairs Professionals Society (2020)
Your Name
Drug Regulatory Affairs Manager
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded April 2022 - Present
Drug Regulatory Affairs Associate
Spearheaded a team to manage regulatory affairs for five new drug products, achieving 100% in compliance scores
Efficiently managed the drug development life cycle, leading to a 15% increase in product launch rate
Overhauled good clinical practices (GCP) and good manufacturing practices (GMP), leading to a 20% drop in manufacturing errors
Pfizer January 2018 - March 2022
Quality Control & Regulatory Specialist
Implemented strategies that complied with U.S. Title 21 CFR Part 11 Regulation, averting regulatory sanctions or warnings
Amplified regulatory reporting efficiency by 30% by identifying and rectifying gaps in reporting
Improved the protocol for IND package preparation, increasing package quality and reducing time to market by 20% August 2015 - December 2017
Quality Control Assistant
Assisted in the effective management of regulatory submissions, leading to a 90% success rate in first-pass approval
Contributed to enhancing Quality Control procedures with innovative solutions that led to a 10% reduction in the product rejection rate
Resume Worded Academic Center December 2017
Master's in Pharmacy Administration
Thesis on 'Emerging Trends in Drug Control and Regulatory Affairs'
Resume Worded University May 2015
Bachelor of Pharmacy
Specialization in Pharmaceutical Quality Control and Assurance
Dean's List 2014 (Top 10%)
Regulatory Compliance: FDA and EMA procedures, GMP, ICH guidelines, Pharmacovigilance, Post-marketing surveillance
Quality Control: Drug Testing, Validation Methods, Stability Studies, Quality Audits, Root Cause Analysis
Technical Tools: Microsoft Office Suite, Adobe Acrobat, Q-Pulse, SAP, Document Management Systems, TrackWise
Languages: English (Native), Spanish (Fluent), French (Basic)
Certifications: Certified Regulatory Affairs Professional (CRAP), Global Regulatory Affairs Compliance Professional certification (GRACP)
Leadership and Volunteering: Member of American Society for Quality (ASQ), Volunteer at local pharmacy providing free consultations
Projects: Lead a cross-functional team project to achieve successful patent application for a new pharmaceutical formulation at Pfizer
Your Name
Clinical Regulatory Affairs Manager
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded June 2022 - Present
Clinical Regulatory Affairs Coordinator
Executed successful strategies for global regulatory compliance, ensuring 100% adherence to all regulations
Revamped the standard operating procedures (SOPs) related to clinical trials, resulting in a 30% uplift in protocol adherence
Instituted an effective regulatory document management system, which reduced document retrieval time by 20% and enhanced team productivity
Novartis February 2018 - May 2022
Senior Clinical Trials Assistant
Played a key role in integrating U.S. Food and Drug Administration (FDA) guidelines into trial processes, ensuring adherence and reducing trial rejections by 25%
Boosted clinical trial productivity by 20% through streamlining regulatory requirements
Aided in managing regulatory submissions in line with electronic common technical document (eCTD) guidelines, significantly improving submission quality September 2014 - January 2018
Clinical Trials Associate
Simplified the regulatory affairs process by implementing an automated data management system that improved data retrieval by 50%
Supported the creation of regulatory compliant reports, reducing time for audits by 40%
Resume Worded Institute June 2022
Certified Clinical Research Professional (CCRP)
Gained extensive understanding of clinical research regulations and guidelines
Resume Worded University May 2018
Master of Science - Clinical Research
Specialized in clinical operations and project management
Recipient of the Dean's Award for Academic Excellence in Clinical Research
Clinical Research: Clinical Trials Setup, Clinical Project Management, Clinical Data Management, Regulatory Compliance, Patient Recruitment, Clinical Protocol Development
Software Proficiency: InForm, ClinTrial, Oracle Clinical, Microsoft Office Suite (Word, Excel, PowerPoint), Rave, Electronic Data Capture (EDC)
Regulatory Knowledge: FDA Regulations, ICH-GCP Guidelines, Clinical Research Ethics, SOPs
Certifications: Certified Clinical Data Manager (CCDM) - Society for Clinical Data Management, Good Clinical Practice (GCP) Certification - NIH
Professional Affiliations: Active member of the Association of Clinical Research Professionals (ACRP)
Volunteering: Active participant in Resume Worded's Health and Wellness programs, creating awareness about Clinical Research and its importance in healthcare
Your Name
Compliance Supervisor
City, Country  •  (123) 456-789  •  [email protected]  •
JP Morgan Chase January 2018 - Present
Compliance Supervisor
Streamlined compliance procedures by integrating logistics management, improving transportation compliance by 50%.
Led a team of five for risk assessment, resulted in a 60% reduction in regulatory compliance issues.
Developed an operations management system that reduced shipping related risk by 30%
Managed FINRA compliance protocols and achieved 100% legal compliance in quarterly audits for three consecutive years.
Implemented strategic public policy guidelines to optimize internal auditing process, resulting in a 35% increase in efficiency.
Goldman Sachs January 2015 - December 2017
Senior Compliance Analyst
Orchestrated financial services operations, streamlining the compliance management system and reducing operational variance by 40%
Piloted a team of three to enhance risk management protocols, led to a 45% decrease in risk incidents
Executed investigations on major compliance breaches, brought down the recurrence rate by 20%.
Resume Worded June 2012 - December 2014
Compliance Analyst
Conducted 100+ internal audits, ensuring maintained regulatory compliance.
Played a pivotal role in installing new risk assessment protocols which increased overall compliance rate by 35%
Initiated and drove regular teaching sessions to keep the team updated on the industry's evolving compliance norms.
Resume Worded Academic Center August 2011
Master in Business Administration
Specialized in Financial Management
Resume Worded University May 2009
Bachelor of Business Administration in Financial Services
Dean's List 2008 (Top 10%)
Corporate Law and Regulations Club - Treasurer
Compliance Tools & Software: Thomson Reuters Suite (Risk Management & Compliance), Wolters Kluwer (Compliance & Regulatory), MetricStream, Archer, Oracle Mantas
Compliance Knowledge: AML Compliance, Anti-Trust Regulations, Audit Procedures, Risk Assessment, Investment Regulations
Languages: English (Native), Spanish (Conversational), French (Basic)
Additional Skills: Microsoft Office Suite, SQL, Visual Basic for Applications(VBA), Financial Modeling, Tableau, SAP ERP
Certifications: Certified Regulatory Compliance Manager (CRCM)
Leadership & Volunteering: NYCares Volunteer, Arranged Financial Literacy seminars for underprivileged children
Projects: Led project to standardize compliance procedures across multiple business units at Goldman Sachs resulting in increased efficiency
Awards: Goldman Sachs Standout Star- For Outstanding Performance and Teamwork (2016)
Your Name
Compliance Manager
City, Country  •  (123) 456-789  •  [email protected]  •
Wells Fargo May 2017 - Present
Compliance Manager
Led the regulatory compliance team to reduce audit risk scores by 40% across all operations.
Orchestrated internal investigation teams to eliminate 25% of compliance vulnerabilities.
Implemented a comprehensive risk management process that decreased financial service compliance risks by 60%
Successfully integrated an auditing software which increased compliance efficiency by 80%.
Managed supply chain compliance, ensuring zero non-compliance incidents over two consecutive years. March 2014 - April 2017
Assistant Compliance Manager
Streamlined the company's transportation management system, reducing logistics related compliance issues by 50%.
Facilitated legal compliance initiatives that improved audit ratings by 30%
Assisted in overseeing FINRA compliance procedures which contributed to a reduction in policy breaches by 40%.
Bank of America January 2010 - February 2014
Compliance Officer
Coordinated with operations management to maintain regulatory compliance in logistics operations.
Played a key role in identifying and addressing compliance breaches in supply chain operations.
Implemented new compliance management techniques that reduced policy violations by 20%.
Resume Worded Institute May 2017
Certified Regulatory Compliance Manager (CRCM)
Part-time training certifying compliance with ethical practices and procedures in financial institutions
Resume Worded University December 2009
Master of Business Administration - Finance
Specialization in Financial Management, Business Ethics
Regulations & Compliance: AML, KYC, Patriot Act, Dodd-Frank Act, GDPR, FATCA, FINRA Regulations, Bank Secrecy Act, SOX
Software & Technologies: ACL, Excel, RiskPro, FAIR, RSA Archer, Rational Doors, Adobe Pro, MS Project, SharePoint
Certifications: Certified Anti-Money Laundering Specialist (CAMS), Certified Information Systems Auditor (CISA)
Awards & Recognition: Wells Fargo Excellence Award for Governance and Compliance (2019), Best Compliance Program by (2016)
Volunteering: Financial literacy program for underserved communities (2014-Present)
Continuous Learning: Completed Ethics and Compliance in the Workplace Course from Coursera (2021)
Your Name
Compliance Director
City, Country  •  (123) 456-789  •  [email protected]  •
Citigroup June 2018 - Present
Compliance Director
Spearheaded global compliance initiatives, achieving a 70% improvement in international compliance operations.
Initiated a financial service compliance overhaul that increased efficiency by 40%
Supervised risk management protocols across various departments, resulting in a 60% decrease in company-wide risk incidents.
Established efficient auditing methods that led to a 50% increase in legal compliance.
Oversaw investigations of non-compliance issues, effectively vanishing recurring issues and saving $2M in potential fines.
Resume Worded March 2014 - June 2018
Compliance Director
Implemented strategic plans to optimize regulatory compliance operations.
Managed transportation compliance efforts, decreasing related policy issues by 45%
Revised supply chain compliance protocols leading to a 35% improvement in audits. February 2011 - February 2014
Compliance Supervisor
Introduced compliance management processes to improve regulatory adherence.
Decreased risk incidents by 20% through effective risk management strategies.
Played a significant role in leveraging public policy guidelines for internal compliance issues.
Resume Worded University June 2012
Master’s in Business Administration - Risk Management & Compliance
Concentration in Regulatory Compliance
Resume Worded University May 2009
Bachelor of Arts - Legal Studies
Minors in Business Administration & Economics
Honors: Summa Cum Laude
Regulatory Knowledge: Dodd-Frank, Sarbanes-Oxley (SOX), GDPR, Basel III, Know Your Customer (KYC), Anti-Money Laundering (AML), US PATRIOT Act
Software & Systems: ComplySci, VisibleThread, Actimize, Salesforce, Tableau, Excel, SQL, Oracle
Certifications: Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE)
Languages: English (Native), Spanish (Fluent), French (Conversational)
Professional Development: Regular participant in ACAMS and ABA compliance conferences and workshops
Leadership & Volunteering: Volunteer at Local Legal Aid Society, Providing pro-bono legal advice on weekends
Awards: Recipient of Citigroup’s Compliance Excellence Award (2020)

How do I add skills to a Compliance Manager resume?

Review the job posting closely.

Go through the Compliance Manager posting you're applying to, and identify hard skills the company is looking for. For example, skills like Financial Services, Risk Management and Internal Audit are possible skills. These are skills you should try to include on your resume.

Add industry skills like Anti Money Laundering and Auditing.

Add other common skills from your industry - such as Legal Compliance, Regulatory Compliance and Compliance Management - into your resume if they're relevant.

Add skills into your work experience.

Incorporate skills - like Compliance Regulations, Banking and Performance Management - into your work experience too. This shows hiring managers that you have practical experience with these tools, techniques and skills.

Show examples of where you trained people.

On Compliance Manager resumes, you should give specific accomplishments that involve you training others, whether that's in your team or other stakeholders.

Highlight leadership and management skills.

Hiring managers often want to see evidence of leadership and management on a Compliance Manager resume, so try to include any examples of where you led a project or managed other people.

Use the exact job title.

Try to add the exact job title, Compliance Manager, somewhere into your resume to get past resume screeners. See the infographic for how to do this.

Word Cloud for Compliance Manager Skills & Keywords

The following word cloud highlights the most popular keywords that appear on Compliance Manager job descriptions. The bigger the word, the more frequently it shows up on employer's job postings. If you have experience with these keywords, include them on your resume.

Top Compliance Manager Skills and Keywords to Include On Your Resume

Compliance Manager Soft Skills

Here are common soft skills that appear on Compliance Manager job postings. Unlike hard skills, which refer to tools, software or techniques, soft skills focus on character traits and interpersonal skills. Instead of listing these phrases on your resume, try to show them through your bullet points like in the examples below.

Tip: Do not list these words or phrases on your resume, and instead focus on the hard skills we described above.

Resume Skills and Keywords from Related Jobs

We also found variations and further specializations to your job title. Browse through the related job titles to find additional keywords that you can include into your resume.

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Compliance Manager Resume Templates

Here are examples of proven resumes in related jobs and industries, approved by experienced hiring managers. Use them as inspiration when you're writing your own resume. You can even download and edit the resume template in Google Docs.

Resume Example
IT Compliance Analyst

Resume Example
Corporate Compliance Manager

Resume Example
Regulatory Compliance Specialist

Resume Example
Quality Compliance Coordinator

Resume Example
Legal Compliance Officer

Resume Example
Legal Compliance Officer

Browse Skills from Similar Jobs

Frequently Asked Questions

What are the top skills you should add to your Compliance Manager resume?

Some effective Compliance Manager skills you can add to your resume include:

  • Compliance Management
  • Regulatory Compliance
  • Risk Management
  • Auditing
  • Internal Audit
  • Legal Compliance
  • Financial Services
  • Anti Money Laundering

What are the differences in resume skills between a Safety Compliance Manager and an Environmental Compliance Manager?

If you are writing a Safety Compliance Manager resume, try to emphasize skills like DOT Compliance, Safety Management Systems, DOT Regulations, Safety Training, Accident Investigation, VCL, Safety Compliance and Workplace Safety.

Similarly, if you are writing an Environmental Compliance Manager resume, emphasize skills like Environmental Awareness, Environmental Management Systems, Hazardous Waste Management, Environmental Permitting, Environmental Policy, RCRA, Waste Management and Environmental Auditing.

What are good resume skills to include for different Compliance Manager roles and job titles?

Depending on the specific role you apply to, you may need to emphasize different skill sets. Here are a few examples:

  • Environmental Compliance Manager: Environmental Compliance, Environmental Awareness, Environmental Management Systems, Hazardous Waste Management and Environmental Permitting
  • Human Resources Compliance Manager: HR Policies, Employee Relations, Human Resources Information Systems (HRIS), Onboarding and Labor and Employment Law
  • Safety Compliance Manager: DOT Compliance, Safety Management Systems, DOT Regulations, Safety Training and Accident Investigation
  • Quality Compliance Manager: Quality Management, Quality Assurance, Quality System, Quality Auditing and GxP
  • Regulatory Compliance Manager: Regulatory Compliance, Regulatory Affairs, Regulatory Requirements, Compliance Management and Risk Management

Target your Resume to a Job Description

While the keywords above are a good indication of what skills you need on your resume, you should try to find additional keywords that are specific to the job. To do this, use the free Targeted Resume tool. It analyzes the job you are applying to and finds the most important keywords you need on your resume.

It is personalized to your resume, and is the best way to ensure your resume will pass the automated resume filters.

Start targeting your resume

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