Compliance Manager

Compliance Manager Resume Keywords and Skills (Hard Skills)

Here are the keywords and skills that appear most frequently on recent Compliance Manager job postings. In other words, these are the most sought after skills by recruiters and hiring managers. Go to Sample Templates ↓ below to see how to include them on your resume.

Remember that every job is different. Instead of including all keywords on your resume, identify those that are most relevant to the job you're applying to. Use the free Targeted Resume tool to help with this.

Choose a category
  • Compliance Management
  • Regulatory Compliance
  • Risk Management
  • Auditing
  • Internal Audit
  • Legal Compliance
  • Financial Services
  • Anti Money Laundering
  • Compliance Regulations
  • Risk Assessment
  • Business Process Improvement
  • Banking
  • Internal Controls
  • Healthcare Compliance
  • Finance
  • Financial Risk
  • Financial Analysis
  • Due Diligence
  • Compliance Monitoring
  • Change Management
  • Operations Management
  • Management
  • Contract Management
  • Performance Management
  • Stakeholder Management
  •   Show full list

Resume Skills: Regulatory Knowledge

  • GDPR
  • SOX
  • ISO 27001
  • KYC
  • CDD
  • AML
  • Anti-Bribery and Anti-Corruption
  • Anti-Money Laundering (AML)
  • Know Your Customer (KYC)
  • Regulatory Audits
  • Compliance Reporting
  • Corporate Governance
  • Compliance Training
  • FCPA Compliance
  • FDA Compliance
  • SOX Compliance
  • GDPR Compliance
  • Regulatory Risk
  • Compliance Programs
  • Dodd-Frank Act
  • Basel III
  • Anti-Corruption Laws
  • Compliance Advisory
  • AML regulations
  • Sarbanes-Oxley Act
  • Bank Secrecy Act
  • Patriot Act
  • FCPA
  • ERM
  • Anti-Money Laundering

Resume Skills: Software & Tools

  • Riskalyze
  • Advanced MS Excel (VLOOKUP, Pivot Table, Macros)
  • MS Office Suite
  • Adobe Pro DC
  • SharePoint
  • Slack
  • Confluence
  • Trello
  • Google Drive
  • Zoom
  • Salesforce
  • Quickbooks
  • SAP (Beginner)

Resume Skills: Compliance

  • KYC
  • CDD
  • AML
  • SOX
  • GDPR
  • Anti-Bribery and Anti-Corruption
  • Anti-Money Laundering (AML)
  • Know Your Customer (KYC)
  • Regulatory Audits
  • Compliance Reporting
  • Corporate Governance
  • Compliance Training
  • FCPA Compliance
  • FDA Compliance
  • SOX Compliance
  • GDPR Compliance
  • Regulatory Risk
  • Compliance Programs
  • Auditing
  • Policy Development
  • Training and Education
  • Compliance Monitoring

Resume Skills: Compliance Tools

  • Actimize
  • PATRIOT Officer
  • Verafin
  • MetricStream
  • Oracle Mantas
  • Trulioo
  • Cisco Secure ACS
  • Symantec Endpoint Protection
  • DataRobot
  • Compliance360
  • Riskonnect
  • LogicalGate
  • Metacompliance
  • Accupoint
  • MyEasyISO
  • GRC Platforms
  • SAS Compliance Solution
  • KYC tools
  • Thomson Reuters Risk Management

Resume Skills: Software

  • Microsoft Office Suite
  • Compliance Management Systems (CMS)
  • GRC Tools
  • Risk Assessment Software
  • Data Analytics Software
  • Document Management System
  • GRC platforms
  • Risk Management Systems
  • SQL
  • Oracle
  • Ascent
  • RiskRate
  • PolicyTech
  • Enablon
  • ArchiMate

Resume Skills: Other

  • Research Capabilities
  • Risk Analysis
  • Conflict Resolution
  • Data Analysis (SQL, Python)
  • AML Procedure
  • Data analysis
  • Internal auditing
  • Risk assessment
  • Policy enforcement
  • Ethics training

Resume Skills: Risk Analysis

  • Risk Assessments
  • Risk Management Frameworks
  • Risk Reporting

Resume Skills: Business Tools

  • MS Office Suite
  • MS Visio
  • MS Project
  • SharePoint

Resume Skills: Risk Assessment

  • Fraud detection
  • Compliance Risk Assessment
  • Operational Risk Assessment
  • Compliance Testing

Resume Skills: Training

  • Compliance training delivery
  • Compliance training material creation
  • Anti-Money Laundering (AML) Training

Resume Skills: Risk Management

  • Operational Risk
  • Credit Risk
  • Market Risk
  • Liquidity Risk
  • Risk Assessment
  • Risk Mitigation Strategies
  • Risk Control
  • Risk Analysis
  • Control Assessments
  • Fraud Detection
  • Operational Risk Management
  • Internal Audit

Resume Skills: Legal Knowledge

  • Securities Laws
  • Banking and Mortgage laws
  • Anti-Trust laws
  • Employment laws
  • Privacy laws

Resume Skills: Financial Analysis

  • Financial Reporting
  • Budgeting
  • Cost Analysis
  • Financial Modelling
  • Forecasting

Resume Skills: Languages

  • English
  • Spanish

Resume Skills: Techniques

  • Auditing
  • Policy Development
  • Workflow Management
  • Incident Management
  • Investigation
  • Quality Management
  Does your resume contain all the right skills? Paste in your resume in the AI Resume Scan ↓ section below and get an instant score.

Sample Compliance Manager Resume: How To Include These Skills

Add keywords directly into your resume's work experiences, education or Skills section, like we've shown in the examples below. Use the examples below as inspiration.

Choose a template
Your Name
Compliance Manager
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded April 2020 - Present
Compliance Manager
Initiated business process improvement strategies that reduced regulatory query turnaround time by 40%
Revamped legal compliance frameworks resulting in 30% improvement in annual compliance audits
Designed innovative compliance monitoring tools that increased efficiency by 50%
Facilitated robust change management processes reducing non-compliance risks by 35%
Developed and implemented a meticulous risk assessment routine reducing financial risk exposures by 25%
Resume Worded June 2018 - Present
Senior Compliance Manager
Spearheaded comprehensive risk assessments, reducing financial risk exposure by 35%.
Developed and implemented enterprise-wide Compliance Monitoring Program that decreased regulatory breaches by 20%.
Managed team that led due diligence of M&A leading to $8M secured investment.
Successfully streamlined internal controls improving business process by 25%.
Implemented change management strategies that improved overall operations efficiency by 15%.
JPMorgan Chase & Co. October 2016 - March 2020
Senior Compliance Analyst
Devised robust internal audit procedures that boosted regulatory compliance by 20%
Enhanced anti-money laundering protocols, reducing company vulnerabilities and potential losses by 25%
Led a compliance regulations update plan, increasing adherence to new industry requirements by 30%
Barclays May 2015 - June 2018
Compliance Manager
Led anti-money laundering program, reducing identified cases by 45%.
Initiated regulatory compliance protocols, increasing adherence by 38%.
Influenced banking procedures, resulting in 40% more efficient operations.
Enforced strict adherence to internal audit requirements, safeguarding company's reputation. January 2013 - September 2016
Compliance Officer
Introduced effective internal controls that aided in detecting and preventing non-compliance, leading to a decrease in remarks by 15%
Conducted diligent due diligence on prospective deals, avoiding potential risks by 10% April 2012 - May 2015
Compliance Analyst
Managed legal compliance in line with statutory requirements, avoiding potential penalties.
Conducted regular financial analysis for the management, contributing to sound financial decisions.
Carried out compliance regulations enforcement, ensuring company's risk assessment capacity increased by 15%.
Resume Worded University June 2018
Master of Business Administration - Business Compliance
Awards: Resume Worded Business Scholar (Top 1% of class)
Resume Worded Academic Center May 2014
Bachelor of Laws - Corporate Law
Minors in Business and Finance
Awards: Resume Worded Legal Scholar, Dean's List 2013 (Top 10%)
Regulatory Compliance: Anti-Money Laundering (AML), Know Your Customer (KYC), Regulatory Audits, Compliance Reporting, Corporate Governance, Compliance Training, FCPA Compliance, GDPR
Software: Microsoft Office Suite (Advanced), Compliance Management Systems (CMS), GRC Tools, Risk Assessment Software, Data Analytics Software, Document Management System
Risk Management: Operational Risk, Credit Risk, Market Risk, Liquidity Risk, Risk Assessment, Risk Mitigation Strategies, Risk Control
Legal Knowledge: Securities Laws, Banking and Mortgage laws, Anti-Trust laws, Employment laws, Privacy laws
Certifications: Certified Compliance and Ethics Professional (CCEP) - International Compliance Association
Leadership & Volunteering: American Bankers Association Compliance Board Member, Financial Literacy Volunteer for the underprivileged
Awards: Resume Worded Leadership Excellence Award (2020), JPMorgan Chase & Co. Excellence Award (2019)
Professional Memberships: Member - Securities Industry and Financial Markets Association, Member - International Compliance Association
Your Name
Compliance Supervisor
City, Country  •  (123) 456-789  •  [email protected]  •
EXPERIENCE June 2019 - Present
Compliance Supervisor
Introduced a dynamic compliance management system which improved overall operational effectiveness by 30%
Simultaneously oversaw compliance in cross-functional teams, mitigating risk by 35%
Led complex auditing projects that enhanced company's risk assessment capabilities, preventing potential fines by 20%
Implemented regulatory compliance changes within department, leading to increased adherence to regulations by 33%
Instituted financial services strategies that saw an increase in profit margins by 25%
American Express January 2015 - May 2019
Compliance Analyst
Spearheaded initiatives to update compliance regulations, implying increased transparency by 20%
Implemented anti-money laundering measures to safeguard company resources, diminishing potential monetary losses by 15%
Developed a strong due diligence program, assisting in reducing risks associated with acquisitions by 12%
Resume Worded September 2012 - December 2014
Junior Compliance Officer
Updated internal risk assessment systems, leading to better identification of potential risks, decreasing losses by 10%
Resume Worded Institute December 2018
Certified Regulatory Compliance Manager (CRCM)
Focus on financial services compliance management
Resume Worded University May 2012
Bachelor of Laws (LLB)
Specialized in Financial Law
Awards: Top Legal Researcher Award
Compliance Tools: GRC Platforms, Actimize, Oracle Mantas, SAS Compliance Solution, KYC tools, Thomson Reuters Risk Management
Risk Assessment: Fraud detection, Compliance Risk Assessment, Operational Risk Assessment, Compliance Testing
Regulatory Knowledge: Dodd-Frank Act, SOX, BSA/AML, GDPR, FATCA, Anti-Corruption Laws, Compliance Advisory
Training: Compliance training delivery, Compliance training material creation, Anti-Money Laundering (AML) Training
Certifications: Certified Anti-Money Laundering Specialist (CAMS, 2019), Certified Fraud Examiner (CFE, 2015)
Conferences & Workshops: Attended SCCE’s Annual Compliance & Ethics Institute (2019, 2020), Participated in NYU's Compliance Workshop (2018)
Volunteering: Pro Bono Legal Consultant - Local Community Initiative, Financial Literacy Workshop Trainer - City High School
Memberships: Member - American Bankers Association, Member - Association of Certified Financial Crime Specialists
Your Name
Compliance Officer
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded August 2020 - Present
Compliance Officer
Expanded the firm's compliance regulations, limiting exposure to risks by 20%
Directed the operations management team towards the insertion of an upgraded risk assessment system, improving overall efficiencies by 25%
Designed and rolled out new internal audit processes leading to enhanced transparency by 15%
Developed a robust legal compliance frame that led to a decrease in non-compliance incidents by 20%
Analyzed and improved upon the financial risk management systems, leading to better protection of assets by 10%
Citigroup August 2018 - Present
Compliance Officer
Headed risk management program, decreasing the company's financial risk by 30%.
Initiated robust financial services protocols, boosting revenue by $10M annually.
Directed and conducted internal audits, unearthing potential risk areas.
Successfully enhanced healthcare compliance, ensuring 100% adherence to industry standards.
Implemented change management strategies, improving operations efficiency by 18%.
Citigroup Inc. March 2018 - July 2020
Regulatory Compliance Analyst
Initiated strategic financial services improvement that led to increased operational efficiency by 25%
Designed anti-money laundering measures which safeguarded company operations from potential losses by 15%
Revamped compliance management protocols, resulting in a 20% improvement in annual audits
Resume Worded July 2015 - August 2018
Compliance Specialist
Managed anti-money laundering investigations, reducing occurrence by 30%.
Executed regulatory compliance policies, improving compliance rate by 40%.
Implemented business improvement processes, boosting operations efficiency by 24%. July 2017 - February 2018
Compliance Intern
Assisted in implementing an updated risk assessment protocol leading to a 10% improvement in risk detection January 2012 - June 2015
Compliance Associate
Adhered to strict legal compliance practices, eliminating potential breach threats.
Conducted thorough financial analysis supporting key company decisions.
Instigated compliance regulations practices, bolstering the company's risk assessment capacity.
Resume Worded University January 2018
Master of Business Administration (MBA) - Banking and Finance
Courses included Risk Management and Corporate Finance
Resume Worded Academic Center March 2017
Certified Regulatory Compliance Manager (CRCM)
Earned this certification while working full-time
Compliance software: Actimize, Cisco Secure ACS, Symantec Endpoint Protection, DataRobot, SAS AML
Regulatory knowledge: AML regulations, Dodd-Frank Act, Sarbanes-Oxley Act, Bank Secrecy Act, Patriot Act
Other skills: Data analysis, Internal auditing, Risk assessment, Policy enforcement, Ethics training
Languages: English (Native), Spanish (Conversational)
Certificates: Certified Anti-Money Laundering Specialist (CAMS)
Projects: Developed comprehensive compliance training program implemented company-wide at Citigroup
Awards & Recognition: Recipient of Compliance Professional of the Year at Citigroup for successfully implementing new AML guidelines
Volunteering: Volunteer finance coach at the local Adult Education Center, teaching individuals basic money management skills
Your Name
Compliance Analyst
City, Country  •  (123) 456-789  •  [email protected]  •
JPMorgan Chase & Co. March 2019 - Present
Senior Compliance Analyst
Executed comprehensive risk assessments, mitigating financial risk exposure by 33%.
Orchestrated and executed company-wide Compliance Monitoring Program, decreasing regulatory infringements by 22%.
Managed due diligence process for two key M&A initiatives, maximizing received investments.
Efficiently streamlined internal controls, enhancing business process by 27%.
Implemented innovative change management strategies, augmenting overall operations efficiency by 18%.
Resume Worded October 2013 - March 2019
Compliance Analyst
Conducted anti-money laundering activities, reducing potential threats by 48%.
Promoted regulatory compliance strategies, augmenting compliance rate by 42%.
Conducted internal audits, ensuring strict adherence by all functional units. January 2011 - September 2013
Compliance Assistant
Participated in legal compliance enforcement, avoiding potential legal consequences.
Assisted in comprehensive financial analyses, aiding top-level financial decision-making.
Took part in risk assessment activities, ensuring effective compliance regulations.
Resume Worded University June 2014
Master of Business Administration (MBA) - Finance
Graduated with Honors, Top 10% of class
Resume Worded Academic Center May 2011
Bachelor of Business Administration (BBA) - Compliance
Minors in Finance and Law
Dean's List 2009-2011 (Top 15%)
Compliance & Regulatory: AML, KYC, Dodd-Frank Act, SOX, Basel III, GDPR
Risk Management: Risk Analysis, Control Assessments, Fraud Detection, Operational Risk Management, Internal Audit
Software Tools: Microsoft Office Suite, GRC platforms, Risk Management Systems, SQL, Oracle
Financial Analysis: Financial Reporting, Budgeting, Cost Analysis, Financial Modelling, Forecasting
Certifications: Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE)
Professional Associations: Member, Association of Certified Anti-Money Laundering Specialists
Volunteering: Mentor, Resume Worded Career Guidance Program
Continuing Education: Advanced Compliance and Ethics Workshop, 2020

Compare Your Resume To These Compliance Manager Skills (ATS Scan)

Paste your resume below and our AI will identify which keywords are missing from your resume from the list above (and what you need to include). Including the right keywords will help you get past Applicant Tracking Systems (i.e. resume screeners) which may scan your resume for keywords to see if you're a match for the job.

How do I add skills to a Compliance Manager resume?

Review the job posting closely.

Go through the Compliance Manager posting you're applying to, and identify hard skills the company is looking for. For example, skills like Financial Services, Risk Management and Internal Audit are possible skills. These are skills you should try to include on your resume.

Add industry skills like Anti Money Laundering and Auditing.

Add other common skills from your industry - such as Legal Compliance, Regulatory Compliance and Compliance Management - into your resume if they're relevant.

Add skills into your work experience.

Incorporate skills - like Compliance Regulations, Banking and Performance Management - into your work experience too. This shows hiring managers that you have practical experience with these tools, techniques and skills.

Show examples of where you trained people.

On Compliance Manager resumes, you should give specific accomplishments that involve you training others, whether that's in your team or other stakeholders.

Highlight leadership and management skills.

Hiring managers often want to see evidence of leadership and management on a Compliance Manager resume, so try to include any examples of where you led a project or managed other people.

Use the exact job title.

Try to add the exact job title, Compliance Manager, somewhere into your resume to get past resume screeners. See the infographic for how to do this.

Word Cloud for Compliance Manager Skills & Keywords

The following word cloud highlights the most popular keywords that appear on Compliance Manager job descriptions. The bigger the word, the more frequently it shows up on employer's job postings. If you have experience with these keywords, include them on your resume.

Top Compliance Manager Skills and Keywords to Include On Your Resume

Compliance Manager Soft Skills

Here are common soft skills that appear on Compliance Manager job postings. Unlike hard skills, which refer to tools, software or techniques, soft skills focus on character traits and interpersonal skills. Instead of listing these phrases on your resume, try to show them through your bullet points like in the examples below.

Tip: Do not list these words or phrases on your resume, and instead focus on the hard skills we described above.

Resume Skills and Keywords from Related Jobs

We also found variations and further specializations to your job title. Browse through the related job titles to find additional keywords that you can include into your resume.

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Compliance Manager Resume Templates

Here are examples of proven resumes in related jobs and industries, approved by experienced hiring managers. Use them as inspiration when you're writing your own resume. You can even download and edit the resume template in Google Docs.

Resume Example
IT Compliance Analyst

Resume Example
Corporate Compliance Manager

Resume Example
Regulatory Compliance Specialist

Resume Example
Quality Compliance Coordinator

Resume Example
Legal Compliance Officer

Resume Example
Legal Compliance Officer

Browse Skills from Similar Jobs

Frequently Asked Questions

What are the top skills you should add to your Compliance Manager resume?

Some effective Compliance Manager skills you can add to your resume include:

  • Compliance Management
  • Regulatory Compliance
  • Risk Management
  • Auditing
  • Internal Audit
  • Legal Compliance
  • Financial Services
  • Anti Money Laundering

What are the differences in resume skills between a Safety Compliance Manager and an Environmental Compliance Manager?

If you are writing a Safety Compliance Manager resume, try to emphasize skills like DOT Compliance, Safety Management Systems, DOT Regulations, Safety Training, Accident Investigation, VCL, Safety Compliance and Workplace Safety.

Similarly, if you are writing an Environmental Compliance Manager resume, emphasize skills like Environmental Awareness, Environmental Management Systems, Hazardous Waste Management, Environmental Permitting, Environmental Policy, RCRA, Waste Management and Environmental Auditing.

What are good resume skills to include for different Compliance Manager roles and job titles?

Depending on the specific role you apply to, you may need to emphasize different skill sets. Here are a few examples:

  • Environmental Compliance Manager: Environmental Compliance, Environmental Awareness, Environmental Management Systems, Hazardous Waste Management and Environmental Permitting
  • Human Resources Compliance Manager: HR Policies, Employee Relations, Human Resources Information Systems (HRIS), Onboarding and Labor and Employment Law
  • Safety Compliance Manager: DOT Compliance, Safety Management Systems, DOT Regulations, Safety Training and Accident Investigation
  • Quality Compliance Manager: Quality Management, Quality Assurance, Quality System, Quality Auditing and GxP
  • Regulatory Compliance Manager: Regulatory Compliance, Regulatory Affairs, Regulatory Requirements, Compliance Management and Risk Management

Target your Resume to a Job Description

While the keywords above are a good indication of what skills you need on your resume, you should try to find additional keywords that are specific to the job. To do this, use the free Targeted Resume tool. It analyzes the job you are applying to and finds the most important keywords you need on your resume.

It is personalized to your resume, and is the best way to ensure your resume will pass the automated resume filters.

Start targeting your resume

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