Compliance Officer

Compliance Officer Resume Keywords and Skills (Hard Skills)

Here are the keywords and skills that appear most frequently on recent Compliance Officer job postings. In other words, these are the most sought after skills by recruiters and hiring managers. Go to Sample Templates ↓ below to see how to include them on your resume.

Remember that every job is different. Instead of including all keywords on your resume, identify those that are most relevant to the job you're applying to. Use the free Targeted Resume tool to help with this.

Choose a category
  • Regulatory Compliance
  • Compliance Management
  • Risk Management
  • Government
  • Auditing
  • Risk Assessment
  • Compliance Monitoring
  •  Find out what your resume's missing
  • Public Policy
  • Teaching
  • Legal Compliance
  • Investigation
  • Change Management
  • Internal Audit
  • Microsoft Access
  • Customer Service
  • Management
  • Standards Compliance
  • Project Management
  • Stakeholder Management
  • Anti Money Laundering
  • Financial Services
  • Banking
  • Securities
  • Investments
  • KYC
  • Mutual Funds
  • Portfolio Management
  • Financial Risk
  • Finance
  • Wealth Management
  • Financial Analysis
  • Asset Management
  • Capital Markets
  • Due Diligence
  • Equities

  •   Show full list

Resume Skills: Software

  • Actimize
  • NAVEX Global
  • MyComplianceOffice
  • Compliance 360
  • MetricStream
  • Cisco Secure ACS
  • Symantec Endpoint Protection
  • DataRobot
  • Riskalyze
  • Advanced MS Excel (VLOOKUP, Pivot Table, Macros)
  • MS Office Suite
  • Adobe Pro DC
  • SharePoint
  • Compliance360
  • Microsoft Office Suite
  • GRC Platform
  • Oracle Mantas
  • GRC Platforms
  • Compliance Management Systems
  • Regulatory Tracking Software
  • ACTimize (AML)
  • Mantas (Fraud Detection)
  • ACL Analytics
  • Oracle
  • SQL
  • MS Office Suite (Excel, Word, PowerPoint, Access)
  • Google Suite
  • Compliance Management Systems (Archer, OpenPages, BWise, Thomson Reuters Accelus)
  •  Match your resume to these skills

Resume Skills: Regulatory knowledge

  • AML
  • KYC
  • FCPA
  • GDPR
  • AML regulations
  • Dodd-Frank Act
  • Sarbanes-Oxley Act
  • Bank Secrecy Act
  • Patriot Act
  • SOX
  • ISO 27001
  • Dodd-Frank
  • GLBA
  • Basel III
  • Anti-Money Laundering (AML) directives
  •  Match your resume to these skills

Resume Skills: Compliance

  • Compliance Reporting
  • Auditing
  • Policy Development
  • Training and Education
  • Compliance Monitoring
  • AML Regulations
  • Regulatory Compliance
  • Risk Management
  • Policy Enforcement
  • Corporate Governance
  • Auditing Procedures
  • AML
  • KYC
  • Compliance Auditing
  • Compliance Risk Management
  • Compliance Testing
  • Risk Assessment
  • Investiagations
  • Regulatory Applications
  • Fraud detection
  • Risk assessments
  • Transaction monitoring
  • Compliance testing
  • Dodd-Frank
  • MiFID II
  • Volcker Rule
  • Basel III
  • Graham-Leach-Bliley Act (GLBA)
  • Sarbanes-Oxley (SOX)
  • USA Patriot Act
  • Federal Reserve’s Regulation E
  •  Match your resume to these skills

Resume Skills: Additional

Resume Skills: Languages

Resume Skills: Other

  • Research Capabilities
  • Risk Analysis
  • Conflict Resolution
  • Data Analysis (SQL, Python)
  • AML Procedure
  • Data analysis
  • Internal auditing
  • Risk assessment
  • Policy enforcement
  • Ethics training
  •  Match your resume to these skills

Resume Skills: Analytical

Resume Skills: Technical

Resume Skills: Industry Knowledge

Resume Skills: Reporting & Regulations

Resume Skills: Legal & Audit

Resume Skills: Financial Products

Resume Skills: Regulatory Bodies

  Does your resume contain all the right skills? Paste in your resume in the AI Resume Scan ↓ section below and get an instant score.

Compare Your Resume To These Compliance Officer Skills (ATS Scan)

Paste your resume below and our AI will identify which keywords are missing from your resume from the list above (and what you need to include). Including the right keywords will help you get past Applicant Tracking Systems (i.e. resume screeners) which may scan your resume for keywords to see if you're a match for the job.

Sample Compliance Officer Resume Examples: How To Include These Skills

Add keywords directly into your resume's work experiences, education or Skills section, like we've shown in the examples below. Use the examples below as inspiration.

Select a free resume example
Your Name
Compliance Officer
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded May 2020 - Present
Senior Compliance Officer
Established and implemented a comprehensive compliance monitoring program, leading to a 70% reduction in audit findings
Spearheaded the project management function, directing a team of five in the development of risk assessment strategies that led to a 30% decrease in regulatory fines
Developed an Anti Money Laundering policy, significantly increasing adherence to Financial Services regulation and standards compliance
Leveraged Microsoft Access to automate the risk management report generation process, saving 15 hours per week
Initiated change management protocols to drive adoption of new compliance policies, engaging key stakeholders and increasing policy alignment by 40%
JP Morgan Chase January 2017 - May 2020
Compliance Officer
Orchestrated an internal audit that identified areas of noncompliance and improved business operations, reducing risk by 25%
Drove regulatory compliance by educating 100+ employees on best practices and regulatory standards
Used investigative skills to identify and rectify compliance issues, saving the company over $500K in potential fines June 2015 - December 2016
Junior Compliance Officer
Assisted in periodic compliance management reviews that ensured organizational adherence to legal compliance measures
Improved customer service by managing and resolving compliance-related complaints, reducing client dissatisfaction by 20%
Contributed to risk assessment initiatives which minimized business exposure and increased process efficiency
Resume Worded Academic Center Dec 2016
Master of Business Administration - Financial Management
Focused on Compliance and Regulatory Frameworks
Resume Worded University June 2015
Bachelor of Laws
Concentration in Business Law
Awards: Dean's List 2015 (Top 10%)
Compliance Software: Actimize, NAVEX Global, MyComplianceOffice, Compliance 360, MetricStream
Regulatory Knowledge: AML, KYC, FCPA, GDPR, FATCA
Additional Skills: Risk Assessment, Financial Auditing, Internal Controls, Reporting, Investigations
Languages: English (Native), Spanish (Conversational)
Certifications: Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS)
Professional Development: Regular participant in National Compliance Officer Forums, Attended Fintech Compliance 2019 Summit
Volunteering: Mentor at Junior developers Coding Bootcamp, President of local Non-profit supporting educational opportunities for underprivileged children
Your Name
Compliance Manager
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded February 2020 - Present
Compliance Manager
Directed the development of a robust compliance management system, decreasing the risk of regulatory breaches by 35%
Formulated effective anti-money laundering procedures, noteworthy for transforming the compliance landscape of the financial services sector
Conducted thorough risk assessments, reducing overall risk by 30% and increasing operational efficiency by 15%
Conceptualized and executed a comprehensive stakeholder engagement plan and leveraged change management techniques to drive policy adoption
Steered the customer service team in effectively handling compliance-related queries, leading to a 30% increase in customer satisfaction rating
PwC June 2016 - January 2020
Assistant Compliance Manager
Implemented rigorous internal audit procedures that eliminated non-compliance threats and reduced financial risk
Facilitated the teaching of a comprehensive compliance training program, improving understanding of standards compliance among the workforce by 50%
Employed advanced investigation methodologies to evaluate regulatory adherence and compliance issues, effectively saving the organization from heavy penalties November 2012 - May 2016
Compliance Analyst
Effectively analyzed regulatory guidelines and translated these into comprehendible policy guidelines
Assisted the compliance team in managing and resolving governance-related issues, resulting in a 20% improvement in procedure compliance
Enhanced the company's public policy adherence by meticulously monitoring and advising on emerging regulatory changes
Resume Worded University April 2016
Master of Business Administration - Compliance
Recognized with Distinction for Thesis on Global Compliance Rules
Resume Worded Institute May 2012
Bachelor of Law - Business Law
Focus areas: Regulatory Compliance & Operational Best Practices
Dean's List (2011 - Top 5%)
Regulatory Standards: GDPR, SOX, ISO 27001, PCI-DSS, FISMA
Software & Tools: Riskalyze, Advanced MS Excel (VLOOKUP, Pivot Table, Macros), MS Office Suite, Adobe Pro DC, SharePoint
Compliance: Compliance Reporting, Auditing, Policy Development, Training and Education, Compliance Monitoring
Other Skills: Research Capabilities, Risk Analysis, Conflict Resolution, Data Analysis (SQL, Python), AML Procedure
Certifications: Certified Regulatory Compliance Manager (CRCM) - Certification Received December 2020
Professional Training: Continuous learning through annual compliance regulation courses from Resume Worded Academic Center
Conferences & Seminars: Regular participant at annual Global Compliance & Governance Forum
Community Involvement: Volunteer Legal Counselor, Neighborhood Legal Services
Your Name
Regulatory Compliance Specialist
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded March 2018 - Present
Regulatory Compliance Specialist
Revamped compliance monitoring processes, achieving a 25% improvement in system integrity and a 15% increase in time efficiency
Assessed and identified risks through comprehensive risk assessments, reducing regulatory compliance issues by 50%
Boosted the performance of the customer service team by developing a targeted training program focused on regulatory compliance
Managed and resolved over 1000 compliance-related queries and complaints, enhancing customer relations and satisfaction by 40%
Engaged extensively with stakeholders in order to ensure a seamless transition during changes in compliance policies, enhancing process adherence by 60%
Deloitte June 2015 - February 2018
Regulatory Compliance Analyst
Implemented and monitored a compliance management system, reducing regulatory risks by 30%
Leveraged strong auditing skills to unearth potential regulatory liabilities, saving the company $200K in potential fines
Promoted a culture of standards compliance by conducting employee training sessions, resulting in a more competent and informed workforce September 2012 - May 2015
Compliance Assistant
Assisted in the development of comprehensive risk management strategies, resulting in a more secure business operation
Managed the customer service process for compliance-related queries, promoting customer satisfaction and repeat business
Implemented effective change management protocols, resulting in seamless transitions during regulatory changes
Resume Worded University May 2017
Master of Business Administration - Regulatory Compliance
Focus on International Regulation and Compliance Law
Resume Worded Institute March 2014
Certified Regulatory Compliance Manager (CRCM) certification
Received certification while working at - part-time
Undertook thorough education in Bank Regulations and Operational Security
Regulation Knowledge & Compliance: Dodd-Frank, Graham-Leach-Bliley Act (GLBA), Sarbanes-Oxley (SOX), USA Patriot Act, FDICIA, Federal Reserve’s Regulation E
Software Proficiency: Microsoft Office Suite, GRC Platforms, Compliance Management Systems, Regulatory Tracking Software
Analytical Skills: Risk assessment, Internal auditing, Control testing, Statistical analysis, Regulatory requirement analysis
Languages: English (Native), Spanish (Fluent), French (Basic)
Certifications: Anti-Money Laundering (AML) Certified Associate (ACAMS, 2016), Certified Information Privacy Professional (CIPP), Data Privacy (IAPP, 2017)
Projects & Achievements: Successful implementation of a GRC platform across all departments at Resume Worded (2019), Recognized by Deloitte for excellent risk assessment strategies in quarterly reviews (2016-2018)
Volunteering & Leadership: Mentor at Resume Worded Emerging Leadership Program for aspiring compliance professionals (2019-present)
Continuing Education: Regular participant in workshops under International Compliance Association, American Banking Association (ABA)
Your Name
Compliance Administrator
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded April 2021 - Present
Compliance Administrator
Developed a comprehensive Compliance Management System, resulting in 20% improved compliance scores company-wide
Implemented rigorous auditing processes for internal protocols, leading to a 30% reduction in discrepancies
Conducted efficient regulatory compliance checks, ensuring 100% adherence to industry regulations
Provided expert guidance to teams in legal compliance matters, enhancing policy understanding by 15%
Expertly managed insurance policies to minimize company's risk exposure
Lloyds Banking Group January 2018 - March 2021
Compliance Officer
Enforced corporate compliance procedures, achieving 99% adherence to all internal and external regulations
Streamlined contract management to improve operational efficiency by 30%
Strengthened banking procedures in line with Public Policy, cutting down complaints by 40%
Resume Worded University December 2017
Master of Business Administration - Compliance
Specialization in Financial Regulation and Compliance
Resume Worded Academic Center May 2015
Bachelor of Commerce - Finance
Focus on Risk Management and Financial Markets
Graduated Cum Laude
Compliance Software: MANTAS, Lexis Nexis, Regulatory Reporting Platform, Verafin, ComplyAdvantage
Legal & Regulatory Proficiencies: Dodd-Frank, SOX, Basel III, GDPR, PCI DSS, FATCA, AML
Analytical Tools: Tableau, SQL, MS Excel(Advanced), risk management modeling
Languages: English (Native), Spanish (Conversational), French (Basic)
Certifications: Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS)
Publications & Presentations: Co-presenter at the annual FCA Compliance & Risk summit, Regular contributor to the 'Compliance Weekly' blog
Leadership & Volunteering: Compliance oversight committee member at the Resume Worded Foundation, Workshop trainer for new recruits at Lloyds Banking Group
Your Name
Compliance Analyst
City, Country  •  (123) 456-789  •  [email protected]  •
EXPERIENCE May 2022 - Present
Compliance Analyst
Implemented an effective compliance tracking system, reducing data entry errors by 25%
Coordinated in-depth research to update company's public policy as per changing regulations, eliminating outdated practices
Collaborated on advanced compliance forecasting, minimizing company’s regulatory risks by 50%
Leveraged advanced knowledge of insurance elements to reduce company liabilities
Played a vital role in auditing, decreasing non-compliance instances by 35%
American Express October 2019 - April 2022
Assistant Compliance Analyst
Assisted in maintaining regulatory compliance across departments, resulting in 98% adherence
Participated in contract recruitment to streamline company's workforce
Supported the legal team in ensuring contractual compliance, minimizing potential legal issues
Resume Worded University June 2019
Master of Business Administration - Financial Regulation
Focus on Compliance, Risk Management, and Corporate Governance
Resume Worded Institute May 2017
Bachelor of Science - Finance
Courses: Business Ethics, Financial Business Regulation, Compliance in Banking
Awarded Outstanding Graduate in Finance
Compliance Software: LexisNexis, CaseWare, ACL, Thomson Reuters (Advanced)
Industry Regulations: SOX, GDPR, PCI DSS (Intermediate)
Other Tools: MS Office Suite (Advanced), Tableau, SQL (Basic)
Languages: English (Native), Spanish (Intermediate), French (Basic)
Certifications: Certified Regulatory Compliance Manager (CRCM) - 2021, Financial Risk Manager (FRM) - 2020, Global Sanctions Certification (GSC) - 2019
Professional Development: Attended multiple financial regulation and compliance seminars and workshops
Volunteering: Finance Mentor at Resume Worded Mentorship program for upcoming financial professionals
Publications: Authored articles on 'Balancing Compliance and Business Innovations' and 'Understanding the GDPR' in The Compliance Journal
Your Name
Compliance Specialist
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded January 2023 - Present
Compliance Specialist
Oversaw full spectrum of office administrative duties, while ensuring 100% compliance to standard procedures
Executed accurate data entry tasks to maintain the integrity of compliance records
Revamped approach to administrative assistance, enhancing efficiency by 20%
Played a crucial role in recruiting quality talent in compliance with company standards
Leveraged strong Customer Service skills to solve compliance related queries swiftly, increasing client satisfaction by 30%
EY (Ernst & Young) June 2020 - December 2022
Compliance Associate
Played a key role in simplifying accounting processes, improving accuracy by 25%
Aided superior in implementing administration policies, improving workflow efficiency by 20%
Assisted in recruiting contractual employees, reducing hiring time by 15%
Resume Worded Institute December 2022
Certified Compliance Professional (CCP)
Certification focused on regulatory compliance knowledge mastering, ethical standards, and professional conduct.
Resume Worded University May 2020
Master of Business Administration - MBA Compliance
Specialized in Compliance and Risk Management
Dean's List 2019 (Top 5%)
Compliance Knowledge: AML, KYC, OFAC, FCPA, SOX, Dodd-Frank Act, GDPR
Techniques: Risk Assessment, Fraud Detection, Regulatory Reporting, Audit Trails
Software Applications: Guardium, IBM OpenPages, Pega CLM and KYC, Oracle Mantas, Microsoft Office Suite
Languages: English (Native), Spanish (Conversational), French (Basic)
Courses: AML Essential Training (2021), GDPR Awareness Training (2020)
Awards: Compliance Star Award - EY (2022)
Volunteering: Financial literacy coach for Resume Worded Youth Program (2019-present)
Presentations: Speaker at Compliance and Risk Management Summit - 2021
Your Name
Compliance Coordinator
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded June 2020 - Present
Compliance Coordinator
Streamlined internal audit processes, increasing efficiency by 35% and saving the company an estimated 40 hours per week
Implemented and monitored company-wide policy adherence, resulting in an 80% increase in standards compliance over two years
Boosted regulatory compliance by revising company data entry protocols, leading to a 60% reduction in data-related errors
Spearheaded major organizational shift to comply with U.S. Health Insurance Portability and Accountability Act (HIPAA) regulations, ensuring 100% adherence
Trained over 50 team members in best practices for compliance management, enhancing overall productivity and reducing occurrence of regulatory breaches by 70% May 2017 - May 2020
Senior Compliance Analyst
Conducted rigorous internal audits, detecting and closing 40+ procedural gaps and increasing policy adherence by 30%
Performed detailed compliance research, resulting in key updates to company procedures which improved legal compliance by 25%
Developed tailored compliance strategies that led to a 15% increase in operations efficiency over two years
Johnson & Johnson April 2014 - April 2017
Compliance Specialist
Enhanced regulatory compliance by 20% within first year by working closely with cross-functional teams to maintain strict adherence to FDA regulations
Navigated complex healthcare compliance issues, resolving over 200 compliance concerns, and decreasing related incidents by 60% over three years
Resume Worded Institute June 2020
Certification in Advanced Regulatory Compliance
Focused on modern risk-management techniques and international regulatory environments
Resume Worded University May 2017
Masters of Business Administration - Emphasis in International Law
Thesis on the impact of compliance procedures on international trade agreements
Regulatory Software: Compligo, LogicGate, VComply, StandardFusion, RiskRate, ACL GRC, ISO 9001 Toolkit
Risk Management: Risk Assessment, Compliance Monitoring, Internal Controls, Auditing, Due Diligence, AML/KYC Verification
Compliance Law Knowledge: Sarbanes-Oxley Act (SOX), General Data Protection Regulation (GDPR), Foreign Corrupt Practices Act (FCPA), Anti-Money Laundering (AML), Know Your Customer (KYC)
Technical Skills: Microsoft Office Suite, SQL, SAP ERP, Oracle, SharePoint, Tableau
Certifications: Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS)
Projects: Developed comprehensive compliance program for financial startup, ensuring adherence to international regulations
Volunteering: Financial literacy volunteer coach at local community center
Awards: Winner of the 2018 Excellence in Compliance Award,
Your Name
Compliance Analyst
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded May 2019 - Present
Compliance Analyst
Reduced data entry errors by 50% by redesigning policy adherence strategy
Successfully managed a portfolio of internal audits, increasing audit efficiency by 25%
Leveraged research skills to create innovative solutions to pressing compliance issues, leading to a 20% improvement in company-wide policy adherence
Created a unique healthcare compliance strategy, minimizing regulatory breaches and enhancing patient privacy by 45% over two years
Developed and delivered healthcare management training to over 80 personnel, equipping them with necessary knowledge and best practices and improving collective team performance by 40% February 2016 - April 2019
Compliance Officer
Implemented effective legal compliance measures, reducing risk of potential lawsuits by 35%
Streamlined healthcare compliance procedures, ensuring a reduction in policy breaches by 30%
Performed rigorous internal audits that improved company's regulatory compliance adherence by 25%
Baxter International January 2013 - January 2016
Compliance Assistant
Assisted in developing comprehensive compliance frameworks, contributing to a 15% improvement in overall compliance adherence
Supported implementation of HIPAA regulations, enhancing privacy and security of healthcare information by 20%
Compliance Software: MetricStream, ACTICO Compliance Suite, IBM OpenPages, Oracle Financial Services, SAP GRC, RegEd
Regulatory Knowledge: AML, KYC, Dodd-Frank, SOX, GDPR, CCPA, PSD2, MiFID II
Data Analysis Tools: SQL, Excel, Tableau, SAS, SPSS
Other Skills: Risk Assessment, Internal Audit, Policy Development, Compliance Reporting
Certifications: Anti-Money Laundering (AML) Certification - ACAMS (2020), Certified Fraud Examiner (CFE) - ACFE (2019)
Projects: Developed a comprehensive AML compliance program for a non-banking financial company
Membership: Member - International Compliance Association, Member - Association of Certified Anti-Money Laundering Specialists
Continuing Education: Attend Compliance and Risk Management training annually to stay updated with the latest regulations
Your Name
Compliance Officer
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded August 2019 - Present
Compliance Officer
Implemented robust regulatory compliance strategies, reducing instances of non-compliance by 70%
Streamlined department's data entry system, announcing a 50% reduction in errors over 18 months
Successfully led a team of five in conducting quarterly internal audits, leading to a 40% increase in detected inefficiencies
Overhauled company's healthcare management practices, leading to an improved compliance score by 50%
Designed and executed in-house compliance training regime, internally elevating the human resources team's knowledge of industry standards and reducing HR-related policy breaches by 60% March 2016 - July 2019
Senior Compliance Specialist
Oversaw the successful implementation of legal compliance metrics, improving adherence to governmental regulations by 35%
Spearheaded a comprehensive auditing operation that culminated in a 20% improvement in organisational efficiency
Facilitated a company-wide shift to HIPAA compliance, enhancing data security and patient privacy by 40%
Pfizer Inc. February 2013 - February 2016
Compliance Assistant
Collaborated with senior stakeholders to enforce company's compliance policy, leading to a 15% increase in regulatory adherence across all departments
Assisted in conducting internal audits, contributing to overall operational efficiency by 10%
Resume Worded University August 2017
Master of Business Administration - Regulatory Compliance
Completed this degree part-time, working alongside at
Resume Worded Institute February 2013
Bachelor of Laws
Major: Corporate Law
Awards: Resume Worded Law Scholar (Top 5% awarded to class
Compliance Skills: AML, KYC, Compliance Testing, Risk Assessment, Investiagations, Regulatory Applications
Legal & Audit Skills: Contract Law, Policy Development, Due Diligence, Compliance Audits, Fraud Detection
Software & Tools: Compliance360, MetricStream, Microsoft Office Suite, GRC Platform, Oracle Mantas
Regulatory Frameworks: Sarbanes-Oxley Act, Dodd-Frank Act, Basel III, EU GDPR, Anti-Money Laundering (AML) directives
Certifications: Certified in Risk and Information Systems Control (CRISC), Compliance Certification Board (CCB)
Projects: Developed and executed risk mitigation strategies to ensure organizational compliance
Awards: Awarded 'Most Compliant Officer of the Year 2019' at Resume Worded
Volunteering: Contributor - ComplianceNet, a blog discussing latest trends and updates in regulatory compliance
Your Name
Head Of Compliance
City, Country  •  (123) 456-789  •  [email protected]  •
EXPERIENCE January 2020 - Present
Head Of Compliance
Led an interdisciplinary team of 12 in constructing and implementing a robust compliance program, reducing regulatory risk by 75%
Streamlined anti-money laundering checks by introducing a new software system, reducing processing time by 40%
Enhanced risk management framework leading to an 85% increase in efficiency in identifying and mitigating risks
Pioneered a KYC procedure boosting client security and confidentiality by 60%
Implemented reforms following a comprehensive compliance audit, leading to a 30% decrease in regulatory infractions
Resume Worded July 2014 - December 2019
Senior Compliance Manager
Formulated and managed an effective compliance policy, resulting in zero major violations during audit
Optimized operational risk protocols leading to a 50% decrease in identified risks
Spearheaded a team project to restructure companywide compliance training system, enhancing workforce compliance awareness by 80%
Leveraged Due diligence strategies in risk assessment leading to more informed decision-making process
JP Morgan Chase January 2009 - June 2014
Compliance Officer
Conducted detailed financial regulation checks leading to a 45% reduction in discrepancies
Enforced strict adherence to corporate governance protocols, leading to 100% compliance
Implemented automation in asset management processes reducing errors by 20%
Resume Worded Academic Center June 2008
Master of Business Administration - Finance
Awards: Resume Worded Scholar (Top 5%)
Resume Worded University June 2004
Bachelor of Science - Accounting
Minor in Economics
Graduated Cum Laude
Compliance Software: LexComply, RiskRate, MyComplianceOffice (MCO), Oracle Mantas, SAS Anti-Money Laundering
Regulatory Knowledge: GDPR, ISO 27001, SOX, Basel III, FATCA, AML regulations
Auditing Tools: ACL, IDEA, SAP Audit Management, Pentana Audit, IBM OpenPages GRC
Other Skills: Risk Management, Financial Analysis, Business Ethics, Policy & Procedure Development, Anti-Money Laundering (AML), Quality Assurance
Certifications: Certified Anti-Money Laundering Specialist (ACAMS), Certified Compliance & Ethics Professional (CCEP)
Affiliations: Member, Securities Industry and Financial Markets Association (SIFMA)
Training & Development: Completed 'Finance for Senior Executives' course from Harvard Business School (2020)
Leadership Activities: Served as a mentor in the 'Next Generation Compliance Leaders' Program
Your Name
Head Of Regulatory Affairs
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded September 2019 - Present
Head Of Regulatory Affairs
Established effective regulatory compliance strategies leading to 97% adherence across departments
Improved financial risk identification and reduction processes leading to a 70% decrease in risk events
Directed cross-department Compliance Monitoring, leading to real-time detection of 95% breaches
Introduced controls for investment banking operations resulting in 45% decrease in legal issues
Spearheaded a compliance team to perform a detailed audit of securities and capital markets dealings, uncovering hidden risks February 2013 - August 2019
Senior Regulatory Affairs Manager
Proactive change management in financial regulations led to 100% compliance during audits
Streamlined equities and investment operational procedures leading to a 25% increase in trade efficiency
Established a team for in-depth KYC procedures leading to enhanced client trust
Bank of America November 2008 - January 2013
Regulatory Affairs Specialist
Collaborated on the creation of detailed operational risk management protocols, leading to a 35% decline in risk factors
Assisted with due diligence efforts for an acquisition deal amounting to $2B
Revamped internal auditing process by incorporating advanced software, optimizing process efficiency by 28%
Resume Worded Institute July 2021
Certified Regulatory Affairs Professional (CRAP)
Part-time online certification program covering international regulatory affairs
Resume Worded University May 2008
Master of Business Administration - Management
Specialized in Strategic Management and Corporate Governance
Regulatory Affairs: FDA Compliance, Product Development, Regulatory Policy, Clinical Trials, Medical Devices
Technical Skills: Microsoft Office Suite, SharePoint, Project Management Tools, Document Management Systems
Industry Knowledge: Pharmaceutical Industry, Medical Device Regulations, Healthcare, Biotechnology
Languages: English (Native), French (Conversational), Spanish (Conversational)
Certifications: Regulatory Affairs Certification (RAC) - U.S (2020), Certified Management Consultant (CMC) - (2016)
Leadership & Volunteering: American Society of Regulatory Affairs (ASRA) - Board Member (2017-2019), Volunteer, Mission Home Healthcare (2015-2016)
Professional Memberships: Member, Regulatory Affairs Professionals Society (RAPS), Member, Drug Information Association (DIA)
Conferences & Workshops: Keynote Speaker, National Regulatory Affairs Summit (2019), Participant, International Conference on Drug Regulatory Affairs (2017)
Your Name
Compliance Consultant
City, Country  •  (123) 456-789  •  [email protected]  •
Goldman Sachs July 2020 - Present
Senior Compliance Consultant
Streamlined regulatory reporting processes which led to a significant annual efficiency saving of 30%.
Implemented an innovative risk management framework that improved the company's risk score by 25%.
Led a cross-functional team in a project that resulted in a $2M reduction in potential regulatory fines.
Conducted thorough due diligence to reduce operational risk by 40%.
Played a pivotal role in upskilling 100+ employees in understanding changes to investment regulations.
JP Morgan Chase June 2017 - June 2020
Compliance Consultant
Delivered a sophisticated Anti Money Laundering (AML) strategy that yielded a 75% decrease in systemic errors.
Managed KYC procedures which led to an increase in process efficiency by 20%.
Improved compliance monitoring system which resulted in 15% reduction in regulatory breaches.
Resume Worded January 2015 - May 2017
Compliance Analyst
Created robust financial risk models that reduced incidents of non-compliance by 50%.
Played a critical role in the implementation of GDPR that improved data security.
Assisted in the identification of potential regulatory threats, decreasing legal issues by 30%.
Resume Worded Institute June 2020
Certified Regulatory Compliance Manager (CRCM)
Received award for best project in Regulatory Compliance
Resume Worded University May 2017
Master's in Business Administration - Financial Management
Specialized in Anti-Money Laundering and Compliance
Compliance Tools: ArchER, Paladin, Radar, Wolters Kluwer, PolicyTech, 360factors (Proficient)
Legal Knowledge: AML, KYC, Basel III, Volcker Rule, Dodd Frank, GDPR, MiFID II
Software Proficiency: MS office (Expert), Google Suite (Proficient), Visio (Proficient), SQL (Basic)
Languages: English (Native), Spanish (Conversational), Mandarin (Basic)
Certifications: Anti-Money Laundering Specialist (ACAMS), Certified Fraud Examiner (CFE)
Publications & Contributions: Authored paper 'Impact of Regulatory Compliance on Businesses' in Financial Law Review (Issue 25)
Leadership & Volunteering: President, Compliance Professionals Network (CPN), Volunteered with Better Financial Future NGO
Training & Courses: Attended 'Advanced AML and Compliance' workshop (2018, 2020)
Your Name
Regulatory Compliance Advisor
City, Country  •  (123) 456-789  •  [email protected]  •
MUFG November 2019 - Present
Regulatory Compliance Advisor
Conceptualized compliance management strategies in line with new banking regulations, reducing regulatory risk by 20%.
Redirected stakeholder management initiatives to align with regulatory requirements, increasing approval scores by 15%.
Championed internal auditing efforts, achieving a 35% decrease in compliance issues.
Advised on the adaptation of insurance products to comply with evolving regulation, resulting in a growth in customer satisfaction rate by 10%.
Implemented robust legal compliance procedures, contributing to a 20% decline in litigation costs.
Bank of America June 2016 - October 2019
Regulatory Compliance Consultant
Spearheaded risk management exercises, reducing company’s potential exposure by 60%.
Facilitated learning sessions for staff on evolving regulatory compliance, leading to a decrease in staff compliance error rate by 50%.
Managed a portfolio of banking clients ensuring regulatory compliance, enabling a smoother audit process by 20%. September 2014 – May 2016
Compliance Associate
Conducted regular compliance checks, successfully mitigating asset management risks by 45%.
Promoted financial regulation awareness amongst stakeholders, generating more informed decision-making by 40%.
Performed thorough due diligence checks, reducing company liabilities by 30%.
Resume Worded University June 2014
Master of Business Administration (MBA) - Focus on Corporate Compliance
Completed a comprehensive project on Regulatory Reforms
Resume Worded University June 2013
Bachelor of Law - Specialty in Corporate Governance
GPA: 3.8/4.0, Graduated with Honors
Participated in Moot Court Competitions, Special focus on Corporate Laws
Regulatory Compliance: Dodd-Frank Act, SOX, GLBA, FATCA, GDPR, Privacy Act, Anti-Money laundering (AML)
Compliance Systems: RSA Archer, Oracle Mantas, Thompson Reuters CLEAR, Verafin FRAMLx
Software Proficiency: Microsoft Office Suite, Excel (Advanced), Power BI
Languages: English (Native), French (Bilingual), Italian (Conversational)
Certifications: Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS)
Professional Membership: Member of International Compliance Association (ICA), Member of National Association of Corporate Directors
Volunteering: Pro bono legal advisory at the Community Legal Center
Your Name
Risk Management Advisor
City, Country  •  (123) 456-789  •  [email protected]  •
CitiGroup May 2021 - Present
Risk Management Advisor
Redesigned holistic financial risk models, lowering chances of losses by 40%.
Advised executive team on strategic investments, contributing to 10% growth in company portfolio.
Negotiated alterations to insurance contracts, netting a yearly saving of $1M.
Coordinated risk and compliance training for over 200 employees, reducing incidents by 35%.
Orchestrated operational risk controls that enhanced process efficiency by 20%.
Barclays April 2018 - April 2021
Risk Analyst
Developed a comprehensive risk awareness program, improving staff conformity levels by 30%.
Oversaw client portfolio, enforcing stringent compliance checks that directly led to a 25% rise in client confidence.
Assessed banking risk strategies, reducing operational risks by 20%.
Resume Worded March 2015 - March 2018
Junior Compliance Analyst
Collaborated on devising resilient compliance monitoring measures, decreasing procedural error rate by 40%.
Played an instrumental role in documenting and updating departmental best practices that simplified finance processes.
Assisted in performing due diligence activities that contributed to a 15% improvement in risk mitigation.
Resume Worded Institute May 2021
Certified Risk Manager (CRM)
Specialization in Enterprise Risk Management
Resume Worded University February 2018
Master of Business Administration - Finance
Thesis on 'Emerging Risks and Compliance Trends in Global Financial Institutions'
Member, Finance Club - conducted frequent workshops and seminars on risk management
Risk Management Tools: MetricStream, LogicGate, SAS Risk Management, CURA, Palantir for Cyber Security, Oracle Risk Management Cloud
Regulations & Standards: Dodd-Frank Act, Basel III, Federal Reserve's Stress Test (DFAST & CCAR), Risk Management Association (RMA) standards
Data Analysis & Reporting Tools: Excel (Advanced), SPSS, Python (pandas, NumPy), Tableau, PowerBI, SQL
Other Financial Analysis Tools: SAP ERP, Oracle NetSuite, Cognos, Hyperion EPM, QuickBooks
Certifications: Certified Internal Auditor (CIA) - Institute of Internal Auditors, Certified Fraud Examiner (CFE) - Association of Certified Fraud Examiners
Leadership & Volunteering: Volunteer, Financial Literacy Campaign - Responsible for organizing workshops to educate the low-income sections of the community about basic financial management
Publications: Co-author, 'Leveraging Analytics for Risk Management' - Published in The Risk Management Journal

How do I add skills to a Compliance Officer resume?

Review the job posting closely.

Go through the Compliance Officer posting you're applying to, and identify hard skills the company is looking for. For example, skills like Risk Assessment, Public Policy and Regulatory Compliance are possible skills. These are skills you should try to include on your resume.

Add industry skills like Government and Compliance Monitoring.

Add other common skills from your industry - such as Risk Management, Auditing and Compliance Management - into your resume if they're relevant.

Add skills into your work experience.

Incorporate skills - like Due Diligence, Financial Services and Legal Compliance - into your work experience too. This shows hiring managers that you have practical experience with these tools, techniques and skills.

Emphasize accomplishments that involved a team.

Teamwork is a common competency hiring managers look for, particularly for Compliance Officer roles, so include at least 1-2 examples of accomplishments that involved leading a team, or collaborating with others to complete a project.

Emphasize your administrative skills.

Recruiters look for administrative skills on your Compliance Officer, so highlight your experience with key administrative functions, like organizing workshops or communicating with customers and employees.

Use the exact job title.

Try to add the exact job title, Compliance Officer, somewhere into your resume to get past resume screeners. See the infographic for how to do this.

Word Cloud for Compliance Officer Skills & Keywords

The following word cloud highlights the most popular keywords that appear on Compliance Officer job descriptions. The bigger the word, the more frequently it shows up on employer's job postings. If you have experience with these keywords, include them on your resume.

Top Compliance Officer Skills and Keywords to Include On Your Resume

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Compliance Officer Resume Templates

Here are examples of proven resumes in related jobs and industries, approved by experienced hiring managers. Use them as inspiration when you're writing your own resume. You can even download and edit the resume template in Google Docs.

Resume Example
IT Compliance Analyst

Resume Example
Corporate Compliance Manager

Resume Example
Regulatory Compliance Specialist

Resume Example
Quality Compliance Coordinator

Resume Example
Legal Compliance Officer

Resume Example
Legal Compliance Officer

Browse Skills from Similar Jobs

Frequently Asked Questions

What skills should you put on a Compliance Officer resume?

Some effective Compliance Officer skills you can add to your resume include:

  • Regulatory Compliance
  • Compliance Management
  • Risk Management
  • Government
  • Auditing
  • Risk Assessment
  • Compliance Monitoring
  • Public Policy

Target your Resume to a Job Description

While the keywords above are a good indication of what skills you need on your resume, you should try to find additional keywords that are specific to the job. To do this, use the free Targeted Resume tool. It analyzes the job you are applying to and finds the most important keywords you need on your resume.

It is personalized to your resume, and is the best way to ensure your resume will pass the automated resume filters.

Start targeting your resume

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