Compliance Associate

Compliance Associate Resume Keywords and Skills (Hard Skills)

Here are the keywords and skills that appear most frequently on recent Compliance Associate job postings. In other words, these are the most sought after skills by recruiters and hiring managers. Go to Sample Templates ↓ below to see how to include them on your resume.

Remember that every job is different. Instead of including all keywords on your resume, identify those that are most relevant to the job you're applying to. Use the free Targeted Resume tool to help with this.

Choose a category
  • Regulatory Compliance
  • Anti Money Laundering
  • Compliance Monitoring
  • Due Diligence
  • Financial Promotions
  • Risk Management
  • Financial Services
  • Compliance Regulations
  • KYC
  • Financial Regulation
  • Finance
  • Financial Risk
  • Data Privacy
  • Banking
  • Equities
  • Legal Research
  • Investments
  • Legal Compliance
  • Compliance Management
  • Securities
  • Financial Analysis
  • Mutual Funds
  • Bloomberg
  • Trade Compliance
  • Legal Writing
  •   Show full list

Resume Skills: Compliance Framework

  • AML
  • KYC
  • Dodd-Frank
  • FATCA
  • MiFID II
  • Volcker Rule
  • Basel III
  • AML/KYC
  • GDPR
  • Sarbanes-Oxley Act
  • Dodd-Frank Wall Street Reform and Consumer Protection Act

Resume Skills: Regulation Jurisdictions

  • FCC Regulation
  • Federal Reserve Regulation
  • SEC Regulation
  • OCC Regulation
  • GDPR
  • DFA (Dodd-Frank Act)

Resume Skills: Software

  • Compliance Systems (Actimize, Oracle)
  • Excel
  • Access
  • Salesforce
  • MS Office Suite (Excel, Word, PowerPoint, Access)
  • Google Suite
  • Compliance Management Systems (Archer, OpenPages, BWise, Thomson Reuters Accelus)

Resume Skills: Compliance Specialities

  • AML (Anti Money Laundering)
  • KYC (Know Your Customer)
  • RCA (Risk Compliance Assessment)
  • CDD (Customer Due Diligence)

Resume Skills: Languages

  • English
  • Spanish
  • French

Resume Skills: Financial Products

  • Derivatives
  • Equities
  • Fixed Income
  • Foreign Exchange
  • Commodities
  • Structured Products

Resume Skills: Regulatory Bodies

  • SEC
  • CFTC
  • FINRA
  • OCC
  • FDIC
  • FCA
  • PRA
  • MAS
  • HKMA
  • JFSA
  • ASIC

Resume Skills: Technical Software

  • MS Office Suite
  • SalesForce
  • Oracle Financials
  • Tableau

Resume Skills: Project Management

  • Risk Assessment
  • Regulatory Reporting
  • Compliance Testing
  • Audit Preparation
  • Policy Development

Resume Skills: Certifications

  • Certified Regulatory Compliance Manager (CRCM)
  • Certified Anti-Money Laundering Specialist (CAMS)
  Does your resume contain all the right skills? Paste in your resume in the AI Resume Scan ↓ section below and get an instant score.

Compare Your Resume To These Compliance Associate Skills (ATS Scan)

Paste your resume below and our AI will identify which keywords are missing from your resume from the list above (and what you need to include). Including the right keywords will help you get past Applicant Tracking Systems (i.e. resume screeners) which may scan your resume for keywords to see if you're a match for the job.

Sample Compliance Associate Resume Examples: How To Include These Skills

Add keywords directly into your resume's work experiences, education or Skills section, like we've shown in the examples below. Use the examples below as inspiration.

Choose a template
Your Name
Compliance Associate
City, Country  •  (123) 456-789  •  [email protected]  •  linkedin.com/in/your-profile
EXPERIENCE
Resume Worded June 2020 - Present
Compliance Associate
Conducted thorough Anti Money Laundering investigations, reducing financial risk by 25%.
Implemented new compliance monitoring processes, improving efficiency by 50%.
Managed compliance regulations, improving data privacy policies to pass 100% of audits.
Performed Due Diligence on a wide range of investments, mitigating risks and improving portfolio performance.
Implemented enhanced KYC procedures, improving customer verification processes and reducing fraudulent activities by 60%.
Coached.com September 2018 - June 2020
Junior Compliance Officer
Revised and updated the financial promotions process, boosting finance efficiency by 30%.
Conducted regular compliance management reviews which led to 15% improvement in compliance adherence.
Achieved mastery in banking regulations, which led to faster, more effective compliance processes.
JP Morgan Chase July 2016 - September 2018
Compliance Assistant
Contributed to regulatory compliance initiatives that passed 95% of external audits.
Recognized as a persistent and detailed individual, identified an error in the equities division, saving the company $300,000.
EDUCATION
Resume Worded University May 2020
Master of Business Administration - Compliance and Governance
Concentration in Financial Regulations and Compliance
Awards: Dean's List 2020 (Top 10%)
Resume Worded Academic Center July 2018
Certified Regulatory Compliance Manager (CRCM)
Applied expert understanding of financial regulations and managing risks
SKILLS
Regulation Jurisdictions: FCC Regulation, Federal Reserve Regulation, SEC Regulation, OCC Regulation, GDPR, DFA (Dodd-Frank Act)
Software: Compliance Systems (Actimize, Oracle), Excel, Access, Salesforce
Compliance Specialities: AML (Anti Money Laundering), KYC (Know Your Customer), RCA (Risk Compliance Assessment), CDD (Customer Due Diligence)
Languages: English (Native), Spanish (Conversational), French (Basic)
OTHER
Certifications: Anti-Money Laundering (AML) Specialist Certification (2021)
Leadership & Volunteering: Corporate Compliance Committee (Vice Chair), Yearly Financial Regulations Seminar (Organizer)
Publications: Wrote 10+ articles about regulatory compliance for industry magazines and journals
Continued Education: Regular participant in webinars and seminars including The National Regulatory Services, SIFMA Compliance Conference
Your Name
Compliance Officer
City, Country  •  (123) 456-789  •  [email protected]  •  linkedin.com/in/your-profile
EXPERIENCE
Goldman Sachs April 2019 - Present
Compliance Officer
Directly managed a team of 10, overseeing compliance programs and minimizing financial risks.
Designed and implemented comprehensive legal compliance models that boosted operation efficiency by 45%
Maintained 100% accuracy in legal research and financial analysis over 2 years.
Launched a due diligence campaign that increased transparency, reducing bad investments by 50%.
Ensured 98% adhesion to regulatory compliance standards, ranking as one of the highest in the company history.
Resume Worded June 2016 - April 2019
Compliance Associate
Coordinated company-wide data privacy efforts, reducing breach risk by 40%.
Played integral role in reducing company financial exposure by 35% through diligent Anti Money Laundering activities.
Worked closely with external auditors, resulting in a perfect audit score for 2 years consecutively.
EDUCATION
Resume Worded Institute May 2019
Certified Regulatory Compliance Manager
Regulatory Compliance Management training focused on banking, insurance, securities and futures industry
Resume Worded University May 2016
Master's in Finance
Specialized coursework in Corporate Finance and Compliance
SKILLS
Compliance Framework: AML, KYC, Dodd-Frank, FATCA, MiFID II, Volcker Rule, Basel III
Financial Products: Derivatives, Equities, Fixed Income, Foreign Exchange, Commodities, Structured Products
Software: MS Office Suite (Excel, Word, PowerPoint, Access), Google Suite, Compliance Management Systems (Archer, OpenPages, BWise, Thomson Reuters Accelus)
Regulatory Bodies: SEC, CFTC, FINRA, OCC, FDIC, FCA, PRA, MAS, HKMA, JFSA, ASIC
OTHER
Certifications: Certified Anti-Money Laundering Specialist (ACAMS)
Volunteering: Financial Literacy Coach at Resume Worded Community Center
Awards: Employee of the Month for exceptional performance and commitment to compliance and ethics at Resume Worded
Professional Development: Frequent attendee at compliance and regulatory industry forums and roundtables
Your Name
Regulatory Compliance Associate
City, Country  •  (123) 456-789  •  [email protected]  •  linkedin.com/in/your-profile
EXPERIENCE
Coached.com January 2019 - Present
Regulatory Compliance Associate
Revamped risk management strategies that reduced potential financial risks by 45%
Guided the company through a regulatory audit, achieving a 100% pass rate.
Performed in-depth due diligence checks on new business opportunities, contributing to revenues of over $2 Million.
Managed complex securities portfolio, delivering 12% higher returns than the company average.
Developed robust KYC strategies that minimized chances of fraud up to 70%.
Citibank May 2016 - January 2019
Compliance Analyst
Optimized financial promotions processes resulting in 35% increase in efficiency.
Assisted senior stakeholders in making investment decisions, contributing to profitable investments of over $1.5 Million.
Developed strong financial analysis skills, resulting in minimization of financial risk.
EDUCATION
Resume Worded University May 2018
Master of Business Administration (MBA) - Compliance and Regulation
Specialization in Regulatory Compliance Management
Awards: Dean's List, graduated in top 5% of class
Completed while working part-time at Citibank
Resume Worded Academic Center May 2015
Bachelor of Commerce - Financial Management
Minors in Business Law and Corporate Ethics
Recipient of Academic Excellence Scholarship
SKILLS
Regulatory Compliance: AML/KYC, FATCA, GDPR, Sarbanes-Oxley Act, Dodd-Frank Wall Street Reform and Consumer Protection Act
Technical Software: MS Office Suite (Expert), SalesForce (Proficient), Oracle Financials (Proficient), Tableau (Intermediate)
Project Management: Risk Assessment, Regulatory Reporting, Compliance Testing, Audit Preparation, Policy Development
Certifications: Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS)
OTHER
Certifications: Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS)
Leadership & Volunteering: United Way (Regular Volunteer for Financial Literacy Programs, 2017 - Present), Rotary Club (Outreach Coordinator, 2016 - 2018)
Conferences & Training: Attended Regulatory - Compliance Conference by Compliance Week, 2019
Publications: Authored ‘Regulatory Compliance in Modern Financial Firms’ - Published in Financial Regulation Journal, 2021

How do I add skills to a Compliance Associate resume?

1
Review the job posting closely.

Go through the Compliance Associate posting you're applying to, and identify hard skills the company is looking for. For example, skills like Financial Services, Compliance Monitoring and Anti Money Laundering are possible skills. These are skills you should try to include on your resume.

2
Add industry skills like Financial Promotions and Compliance Regulations.

Add other common skills from your industry - such as Regulatory Compliance, Due Diligence and Risk Management - into your resume if they're relevant.

3
Add skills into your work experience.

Incorporate skills - like KYC, Financial Risk and Financial Regulation - into your work experience too. This shows hiring managers that you have practical experience with these tools, techniques and skills.

4
Use the exact job title.

Try to add the exact job title, Compliance Associate, somewhere into your resume to get past resume screeners. See the infographic for how to do this.

Word Cloud for Compliance Associate Skills & Keywords

The following word cloud highlights the most popular keywords that appear on Compliance Associate job descriptions. The bigger the word, the more frequently it shows up on employer's job postings. If you have experience with these keywords, include them on your resume.

Top Compliance Associate Skills and Keywords to Include On Your Resume

Compliance Associate Soft Skills

Here are common soft skills that appear on Compliance Associate job postings. Unlike hard skills, which refer to tools, software or techniques, soft skills focus on character traits and interpersonal skills. Instead of listing these phrases on your resume, try to show them through your bullet points like in the examples below.

Tip: Do not list these words or phrases on your resume, and instead focus on the hard skills we described above.

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Compliance Associate Resume Templates

Here are examples of proven resumes in related jobs and industries, approved by experienced hiring managers. Use them as inspiration when you're writing your own resume. You can even download and edit the resume template in Google Docs.

Resume Example
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IT Compliance Analyst


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Corporate Compliance Manager


Resume Example
Regulatory Compliance Specialist


Resume Example
Quality Compliance Coordinator


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Frequently Asked Questions

What hard skills should you include on a Compliance Associate resume?

On top Compliance Associate resumes, skills like Regulatory Compliance, Anti Money Laundering, Compliance Monitoring, Due Diligence, Financial Promotions, Risk Management, Financial Services and Compliance Regulations appear most often.

Depending on the exact role you're applying to, skills like Trade Compliance, Financial Regulation, Finance, KYC and Financial Risk can also be effective keywords to include on your resume.

Target your Resume to a Job Description

While the keywords above are a good indication of what skills you need on your resume, you should try to find additional keywords that are specific to the job. To do this, use the free Targeted Resume tool. It analyzes the job you are applying to and finds the most important keywords you need on your resume.

It is personalized to your resume, and is the best way to ensure your resume will pass the automated resume filters.

Start targeting your resume

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