Compliance Advisor

Compliance Advisor Resume Keywords and Skills (Hard Skills)

Here are the keywords and skills that appear most frequently on recent Compliance Advisor job postings. In other words, these are the most sought after skills by recruiters and hiring managers. Go to Sample Templates ↓ below to see how to include them on your resume.

Remember that every job is different. Instead of including all keywords on your resume, identify those that are most relevant to the job you're applying to. Use the free Targeted Resume tool to help with this.

Choose a category
  • Regulatory Compliance
  • Series 24
  • Financial Services
  • Compliance Management
  • Risk Management
  • Mutual Funds
  •  Find out what your resume's missing
  • Trading
  • Financial Risk
  • Securities
  • Investments
  • Legal Compliance
  • Legal Research
  • Banking
  • Auditing
  • Internal Audit
  • Legal Writing
  • Finance
  • Insurance
  • Internal Controls

  •   Show full list

Resume Skills: Compliance Software

Resume Skills: Legislation and Standards

Resume Skills: Techniques

Resume Skills: Languages

Resume Skills: Regulatory Knowledge

Resume Skills: Software

Resume Skills: Other

Resume Skills: Interpersonal

  Does your resume contain all the right skills? Paste in your resume in the AI Resume Scan ↓ section below and get an instant score.

Compare Your Resume To These Compliance Advisor Skills (ATS Scan)

Paste your resume below and our AI will identify which keywords are missing from your resume from the list above (and what you need to include). Including the right keywords will help you get past Applicant Tracking Systems (i.e. resume screeners) which may scan your resume for keywords to see if you're a match for the job.

Sample Compliance Advisor Resume Examples: How To Include These Skills

Add keywords directly into your resume's work experiences, education or Skills section, like we've shown in the examples below. Use the examples below as inspiration.

Choose a template
Your Name
Compliance Advisor
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded June 2017 - Present
Senior Compliance Advisor
Implemented a proprietary risk management strategy which reduced financial crimes by 20% in 18 months.
Led a cross-functional team of 10 in the creation of a comprehensive regulatory compliance program, resulting in 30% fewer legal issues.
Streamlined internal auditing processes, which in turn reduced auditing time by 25%.
Overhauled the mutual funds investment policy, resulting in 15% increased returns and boosted investor confidence.
Managed compliance for global trading platforms, reducing non-compliance penalties by $2M annually. January 2014 - May 2017
Compliance Advisor
Saved the company $3M in potential fines by identifying and resolving multiple non-compliance issues.
Championed legal research and compliance documentation, ensuring alignment with federal banking laws and on-time filing with FINRA.
Utilized Series 24 knowledge to assist in the development of a comprehensive compliance training program for employees.
JP Morgan Chase July 2011 - December 2013
Compliance Analyst
Played key role in conducting internal audits, identifying potential areas of non-compliance.
Assisted in drafting and implementing policy guidelines for internal controls as part of a larger compliance management strategy.
Successfully managed a detailed log of all compliance issues for easy tracking and resolution.
Goldman Sachs June 2009 - June 2011
Compliance Assistant
Supported team in ensuring compliance with regulations related to insurance and other financial services.
Played a critical role in reducing legal risks by drafting detailed compliance reports and supporting legal team in their research.
Skillfully handled large volumes of compliance-related data, contributing to increased effectiveness of the entire team.
Resume Worded Institute May 2014
Advanced Certificate in Financial Compliance
Completed alongside full-time work with
Resume Worded University June 2011
Bachelor of Laws (LLB) - Specialization in Business Law
Honors: Excellence Scholarship Holder, Top 5% of class
Clubs: Financial Law Association, Student Mentor Program
Compliance Software: Actimize, LexisNexis Risk Solutions, IBM OpenPages, Mimiro, Riskalyze, SAS Anti-Money Laundering
Legislation and Standards: Dodd-Frank Act, Sarbanes-Oxley Act, Basel III, FATCA, GDPR, AML/KYC regulations
Techniques: Risk Management, Audit Procedures, Forensic Accounting, Fraud Analytics, Financial Reporting
Languages: English (Native), Spanish (Conversational)
Certifications: Certified Compliance Professional (CCP) - February 2016, Certified Anti-Money Laundering Specialist (CAMS) - November 2013
Leadership & Volunteering: Pro Bono Legal Aid Society (Board Member, January 2018 - Present), Junior Achievement Financial Literacy Program (Volunteer, 2012 - 2016)
Continuing Education: IAPP Data Protection Intensive Course - April 2018, Advanced Auditing for In-Charge Auditors Training - March 2015
Awards: Employee of the Year (Resume Worded, 2019), Excellence in Compliance Award (JP Morgan Chase, 2013)
Your Name
Compliance Specialist
City, Country  •  (123) 456-789  •  [email protected]  •
Resume Worded April 2018 - Present
Senior Compliance Specialist
Conducted comprehensive internal audits that saved the company $4M in potential fines.
Led the development and implementation of a robust compliance management strategy, resulting in a 40% reduction in legal issues.
Constructed comprehensive investment policies for mutual funds that generated a 18% increase in ROI.
Introduced rigorous compliance measures for global trading platforms, significantly reducing the risk of financial penalties.
Facilitated a series of intensive compliance training modules for new recruits and existing staff that effectively increased the overall compliance knowledge within the company. February 2014 - March 2018
Compliance Specialist
Successfully implemented strict risk management policies, resulting in a 50% reduction in financial crimes.
Revolutionized the internal audit processes, drastically improving accuracy and efficiency by 35%.
Enforced stringent regulatory compliance across all banking operations to ensure adherence to federal laws.
Morgan Stanley August 2010 - January 2014
Regulatory Compliance Analyst
Played a crucial role in the identification and resolution of multiple non-compliance issues, preventing hefty fines.
Implemented stringent compliance protocols to ensure alignment with banking and insurance regulations.
Maintained meticulous documentation of all compliance activities for accurate record-keeping and easy reference.
Citibank June 2008 - July 2010
Compliance Officer
Assisted in establishing strict internal controls as part of a comprehensive compliance management strategy.
Ensured legal team was kept updated about potential risks and legal issues through high-quality research and reporting.
Managed all incoming compliance-related data efficiently and accurately, supporting the team's effectiveness.
Resume Worded University January 2008 - December 2010
Master of Business Administration (MBA)
Concentration in Business law and corporate governance
Resume Worded Academic Center April 2010
Certified Regulatory Compliance Manager (CRCM)
Completed certification while working full-time
Regulatory Knowledge: Compliance regulations (AML, KYC, GDPR), Financial regulations, Corporate governance procedures, Anti-Bribery and Auditing Standards
Software: GRC software, MS Office Suite, Google Workspace, Compliance 360, Regulatory tracking systems
Skills: Risk evaluation, Compliance audits, Report writing, Policy development
Interpersonal Skills: Collaboration, Teamwork, Stakeholder communication, Conflict resolution
Certifications: Certified Anti-Money Laundering Specialist (CAMS) - Awarded May 2015
Leadership & Volunteering: Volunteer - Financial Literacy Program for Young Adults, January 2017 - Present
Professional Development: Attended Annual Regulatory Compliance Conferences, 2015 - Present
Awards: Coached Eagle Award for Compliance Excellence, 2017

How do I add skills to a Compliance Advisor resume?

Review the job posting closely.

Go through the Compliance Advisor posting you're applying to, and identify hard skills the company is looking for. For example, skills like Series 24, Regulatory Compliance and Risk Management are possible skills. These are skills you should try to include on your resume.

Add industry skills like Mutual Funds and FINRA.

Add other common skills from your industry - such as Compliance Management, Financial Services and Trading - into your resume if they're relevant.

Add skills into your work experience.

Incorporate skills - like Internal Audit, Investments and Insurance - into your work experience too. This shows hiring managers that you have practical experience with these tools, techniques and skills.

Use the exact job title.

Try to add the exact job title, Compliance Advisor, somewhere into your resume to get past resume screeners. See the infographic for how to do this.

Word Cloud for Compliance Advisor Skills & Keywords

The following word cloud highlights the most popular keywords that appear on Compliance Advisor job descriptions. The bigger the word, the more frequently it shows up on employer's job postings. If you have experience with these keywords, include them on your resume.

Top Compliance Advisor Skills and Keywords to Include On Your Resume

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Compliance Advisor Resume Templates

Here are examples of proven resumes in related jobs and industries, approved by experienced hiring managers. Use them as inspiration when you're writing your own resume. You can even download and edit the resume template in Google Docs.

Resume Example
IT Compliance Analyst

Resume Example
Corporate Compliance Manager

Resume Example
Regulatory Compliance Specialist

Resume Example
Quality Compliance Coordinator

Resume Example
Legal Compliance Officer

Resume Example
Legal Compliance Officer

Browse Skills from Similar Jobs

Frequently Asked Questions

What skills should you add to a Compliance Advisor resume?

Some effective Compliance Advisor skills you can add to your resume include:

  • Regulatory Compliance
  • Series 24
  • Financial Services
  • Compliance Management
  • Risk Management
  • Mutual Funds
  • Trading

Target your Resume to a Job Description

While the keywords above are a good indication of what skills you need on your resume, you should try to find additional keywords that are specific to the job. To do this, use the free Targeted Resume tool. It analyzes the job you are applying to and finds the most important keywords you need on your resume.

It is personalized to your resume, and is the best way to ensure your resume will pass the automated resume filters.

Start targeting your resume

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